1994
Symposium on John Rawls's Political Liberalism.
*549
SITUATING POLITICAL LIBERALISM [FNa]
Lawrence B. Solum [FNaa]
Copyright © 1994 IIT
Chicago-Kent College of Law; Lawrence B. Solum
No book of political philosophy since I read
the great classics of the subject has stirred my thoughts as deeply as John
Rawls' A Theory of Justice.
H.L.A. Hart [FN1]
I. Political Liberalism In Context
We have another book by John Rawls,
Political Liberalism, [FN2] published in 1993 and the subject of this symposium. Already, Political Liberalism has been widely cited in law journals [FN3] and reviewed in a variety of publications. [FN4] This Foreword
situates Political Liberalism in *550 contemporary legal and political
discourse. Part I places Rawls's new
book in context, briefly recalling the argument of A Theory of Justice, [FN5] and then exploring
the influence of Rawls's work on contemporary legal thought. Part II provides a brief outline of
Political Liberalism, relating its themes to the issues raised by Rawls's prior
work. Part III introduces the
contributions to the symposium.
Finally, Part IV undertakes a summary accounting of the strengths and
weaknesses of Political Liberalism.
A. A Theory of Justice and the Problem of Stability
John Rawls's A Theory of Justice is a modern
classic, [FN6] and its impact on
contemporary legal thinking has been profound.
One indicator of the works influence is the staggering number of law
review articles citing A Theory of Justice. [FN7] Another measure is its frequent citation in
the opinions [FN8] of American courts -- a phenomenon that is *551
unduplicated by any other twentieth-century work of political philosophy. [FN9] This section
provides a brief sketch of the argument of A Theory of Justice and then
introduces the problem of stability that is taken up in Political Liberalism.
The basic argument of A Theory of Justice is
familiar. Rawls advances a theory of justice which he calls "justice
as fairness." [FN10] As Rawls explains,
"the aim of justice as fairness . . . is practical: it presents itself as
a conception of justice that may be shared by citizens as a basis of a
reasoned, informed, and willing political agreement." [FN11] The elaboration of
justice as fairness in A Theory of Justice proceeds in three parts. Part I, entitled "Theory," [FN12] presents the argument for two principles of justice. The full statement of the principles and the
accompanying priority rules and general conception is as follows, with changes
made in Political Liberalism noted in appropriate footnotes:
First Principle [FN13]
Each person is to have an equal right to the
most extensive *552 total system [FN14] of basic liberties compatible with a similar system of
liberty for all. [FN15]
Second Principle
Social and economic inequalities are to be
arranged so that they are both:
(a) to the greatest benefit of the least
advantaged, consistent with the just savings principle, and
(b) attached to offices and positions open
to all under conditions of fair equality of opportunity.
First [FN16] Priority Rule (The Priority of Liberty)
The principles of justice are to be ranked
in lexical order and therefore liberty can be
restricted only for the sake of liberty.
There are two cases:
(a) a less extensive liberty must strengthen
the total system of liberties shared by all;
(b) a less than equal liberty must be
acceptable to those with the lesser liberty.
Second Priority Rule (The Priority of
Justice over Efficiency and Welfare)
The second principle of justice is lexically
prior to the principle of efficiency and to that of maximizing the sum of
advantages; and fair opportunity is prior to the difference principle. There are two cases:
(a) an inequality of opportunity must
enhance the opportunities of those with the lesser opportunity.
(b) an excessive rate of saving must on
balance mitigate the burden of those bearing this hardship.
General Conception
All social primary goods -- liberty and
opportunity, income and wealth, and the bases of self-respect -- are to be
distributed *553 equally unless an unequal distribution of any or all of
these goods is to the advantage of the least favored. [FN17]
The argument for the two principles is rich
and complex and cannot be summarized here.
Two important ideas deployed in that argument, the original position and
reflective equilibrium, are discussed in the sections that follow.
Very broadly, we might say that Rawls argues that the two principles are
those "that free and rational persons would accept in an initial position
of equality as defining the fundamental terms of their association." [FN18] The
"initial position of equality" is specified by laying out a
hypothetical choice situation, "the original position," where
representative parties select from a list of alternative principles of justice
from behind a "veil of ignorance" which excludes from the parties
knowledge of "how the various alternatives will affect their own
particular cases." [FN19]
Of course, the laying out of the original
position, that is the specification of the conditions that characterize the
position, will determine which principles of justice are chosen. This laying out is not done arbitrarily;
rather, the selection of the conditions constituting the original position is
constrained and justified in two ways.
First, the conditions of the original position must be specified in a
way that reflects widely shared beliefs about the freedom and equality of
citizens. Second, a particular
specification of the original position can be tested by assessing the
principles of justice that would be chosen in that situation against our
considered judgments about justice, both as applied to particular cases and at
a relatively general or abstract level.
As Rawls puts it:
In searching for the most favored
description of this situation we work from both ends. We begin by describing it so that it represents generally shared and preferably weak conditions. We then see if these conditions are strong
enough to yield a significant set of principles. If not, we look for further premises equally reasonable. But if so, and these principles match our
considered convictions of justice, then so far well and good. But presumably there will be
discrepancies. In this case we have a
choice. We can either modify the
account of the initial situation or we can revise our existing judgments, for
even the judgments we take provisionally as fixed points are liable to
revision. By going back and forth,
sometimes altering the conditions of the contractual circumstances, at others
withdrawing our judgments and conforming them to principal, I assume that
eventually we shall find a description of the initial situation that *554
both expresses reasonable conditions and yields principles which match our
considered judgments duly pruned and adjusted.
This state of affairs I refer to as reflective equilibrium. [FN20] Thus, the first
part of A Theory of Justice consists of an argument for the two principles,
using the method of reflective equilibrium and the philosophical device of the
original position.
Part II of A Theory of Justice, titled
"Institutions," [FN21] gives content to the two principles by describing a basic
structure that satisfies them. Rawls
uses a four stage sequence to organize his discussion of such a structure. Stage one is the original position itself,
in which the two principles are chosen. [FN22] Stage two is a constitutional convention, in
which the parties in the original position
define governmental powers and citizens rights. [FN23] Stage three is
legislation, in which the justice of particular statutes and ordinances is
assessed. [FN24] Stage four is
application, in which the laws are applied to particular circumstances. [FN25] The second part of A Theory of Justice
discusses particular rights, such as the liberty of conscience, [FN26] political rights, [FN27] and the rights
to due process. [FN28] This part of the book also includes a
discussion of economic institutions, including the provision of public goods [FN29] and taxation. [FN30] Finally, Part II
includes an important discussion of legal obligation and civil disobedience. [FN31]
Part III of A Theory of Justice, titled
"Ends," [FN32] discusses several topics.
Perhaps the most important of these, so far as setting the stage for
Political Liberalism is concerned, is stability. A conception of justice is unrealistic unless it can meet the
criterion of stability. To meet this
criterion, a well-ordered society -- one whose citizens affirm and attempt to
act on the conception of justice -- must be able to sustain itself over time.
As Rawls explains in the introduction to his second book, many of the
differences between the two books arise from his efforts "to resolve a
serious problem internal to justice as fairness, namely that the account of
stability in Part III of Theory is not consistent *555 with the view as
a whole." [FN33] In particular, A
Theory of Justice relies on the idea of a well- ordered
society in which citizens endorse justice as fairness on the basis [FN34] of a
comprehensive (or partially comprehensive) philosophical doctrine. [FN35] But modern
democratic societies are characterized by what Rawls calls "the fact of
pluralism" -- the fact that there is a "plurality of conflicting, and
indeed incommensurable, conceptions of the meaning, value and purpose of human
life." [FN36] Thus, one might
say that the purpose of Political Liberalism is to restate the idea of justice
as fairness without reliance on a comprehensive moral doctrine as the basis of
stability. Without such reliance,
justice as fairness becomes what Rawls calls a "political
conception," hence the title Political Liberalism.
At this point, I will postpone discussion of
the problem of stability and its resolution in Political Liberalism and
complete my discussion of its context by discussing three features of Rawls's
work that have played an important role in contemporary legal theory, the
original position, reflective equilibrium, and the idea of public reason.
B. The Original Position and Legal Argument
Rawls's argument for the two principles of
justice uses the philosophical idea of the original position. Although the original position is a complex
philosophical idea, the use of constructivist argument is familiar from ordinary moral discourse. When a parent asks a child who has hit her
younger sibling to imagine how she would feel if her brother hit her, the
parent is using a constructivist argument -- asking the child to construct her
moral evaluation of her own action by laying out a hypothetical situation and
asking the child to generalize from her own reactions to the thought
experiment.
In the original position, the parties are
behind a veil of ignorance; they choose principles of justice without knowledge
of their intellectual *556 and physical endowments, their economic and
social circumstances, or their plans of life.
The original position has influenced the course of contemporary legal
argument in two ways. The first
influence is quite direct. Legal scholars have used the original position in a
wide variety of contexts in order to make arguments about what is the fair or
just legal rule. [FN37] Of
course, this use of the original position is quite different from that
envisioned by Rawls. Rawls uses the
original position to justify principles of justice and not particular legal
rules. [FN38] The
appropriateness of employing the veil of ignorance in actual adjudication
raises interesting questions, [FN39] but the
influence of Rawls's thought on legal reasoning is unmistakable.
A second influence of the original position
on legal thought is less direct. The
communitarian critique of the liberal conception of the *557 self by Michael Sandel [FN40] and others such as Bernard Williams [FN41] has had a substantial influence on legal thinkers. [FN42] The gist of the
argument is that Rawls's description of the condition of the representative
parties behind the veil of ignorance in the original position implies that he
is committed to a theory of the self.
On this theory, the self is independent of its projects, commitments,
and associations -- hence, the so-called unencumbered self. If Rawls were committed to such a position,
then his view would be inconsistent with the fact of pluralism. Such a theory of the self could not be
incorporated into what Rawls calls a freestanding view; a metaphysical view of
the self could not be accepted by citizens with the many conceptions of the
good that coexist in a modern democratic society and would exist in a
well-ordered society that adhered to justice as fairness.
It is now widely recognized that Sandel was
mistaken in his characterization of Rawls's position, [FN43] as critical
legal scholars have acknowledged. [FN44] The veil of
ignorance is not intended to reflect a *558 theory of the self; instead
the veil provides a representation of a political idea about the freedom and
equality of citizens. Nothing in
justice as fairness rules out the idea that citizens may pursue conceptions of
the good that specify a form of life for a community of voluntary
association. Such a conception of the
good could include an ideal of strong community, such as belief in the goodness
of a form of association that is constitutive of the identities and ends of its members. Justice as fairness does, however, rule out,
at least as forms of life, those conceptions of the good that require the state
to coerce belief in a comprehensive moral or religious doctrine. [FN45]
It may be ironic that the veil of ignorance
is the feature of justice as fairness that insures that parties in the original
position will not disregard the interests of citizens with communitarian
conceptions of the good. When we go
behind the veil of ignorance and use the original position to reason about
justice, we are forced to evaluate principles of justice with the possibility
that we will be encumbered with the general kinds of commitments and
associations that Sandel identifies.
The original position is designed to insure that the parties will fairly
represent the interests of encumbered selves in their constituitive communities
and projects.
Sandel's criticisms have focused attentions
on Rawls's recent work. Although
Political Liberalism addresses a different problem than the one mistakenly
attributed to A Theory of Justice, [FN46] Sandel's work has played an important role in focusing the
attention of legal scholars on recent developments in Rawls's thinking.
C. Reflective Equilibrium and Legal Theory
As briefly mentioned above, the role of the original position in A
Theory of Justice can only be understood in connection with the method of
reflective equilibrium that is used to lay out the features of *559 the
original position. [FN47] As H.L.A. Hart describes the role of reflective
equilibrium in Rawls's theory,
Rawls regards his two principles as
established or justified not simply by the fact that they would be chosen, as
he claims they would, by the parties in the original position, but also by the
general harmony of these principles with ordinary "considered judgments
duly pruned and adjusted." The
test of his theory, therefore, is in part whether the principles he identifies
illuminate our ordinary judgments and help to reveal a basic structure and
coherence underlying them. [FN48] Although Rawls's description of the method is striking and
original, it is related to much older ideas in moral and political philosophy,
and in particular to the method described by Aristotle in his Nicomachean
Ethics. [FN49] A substantial body
of philosophical literature has developed around Rawls's idea. [FN50]
From the point of view of legal theory, the
most profound influence of Rawls's notion of reflective equilibrium has been on
legal scholarship about judging and judicial method. [FN51] Indeed, judges
themselves have used the method and noted a relationship between reflective
equilibrium and common law adjudication. [FN52] Perhaps one of the most important (but
difficult to pin down) routes of influence
of *560 Rawls's idea of reflective equilibrium is via Ronald Dworkin's
theory of law as integrity. [FN53]
An exploration of the influence of Rawls's
idea of reflective equilibrium on Dworkin in particular and legal theory in
general is outside the scope of this introduction, but the idea that common law
adjudication uses a method like reflective equilibrium is a familiar one. Already decided cases, statutes, and
constitutional provisions are like our considered judgments about particular
cases. We construct legal theories that
fit and justify the existing law. As in
the case of reasoning about justice, it is likely that our tentative theory
will not fit all the cases, statutes, and constitutional provisions. We then have two options. Take a prior case that is inconsistent with
our tentative theory. It is possible
that a prior case is mistakenly decided and that it will be confined to its
facts or even overruled. It is possible
that our tentative theory is mistaken and will need to be revised. In the law, of course, it is uncontroversial
that "the struggle for reflective equilibrium goes on indefinitely," [FN54] but it is also
uncontroversial that the case before a judge must be decided, so a temporary
equilibrium must be reached.
D. Public Reason, the Law, and Religion
A more recent Rawlsian notion that has begun
to influence legal discourse is his idea of
public reason. The idea of public
reason was introduced in several of Rawls's essays in the 1980s, [FN55] was extensively
developed in his Melden Lectures entitled "The Idea of Free Public
Reason" delivered in 1990, [FN56] and published in
revised form in Political Liberalism. [FN57] Consider three features of Rawls's idea of
public reason. First, Rawls understands
public reason as the common reason of a political society. A society's reason is its "way of
formulating its *561 plans, of putting its ends in an order of priority
and of making its decisions accordingly." [FN58] Public reason
contrasts with the "nonpublic reasons of churches and universities and of
many other associations in civil society." [FN59] Both public and
nonpublic reason share features that are essential to reason itself, such as
simple rules of inference and evidence. [FN60] Public reasons,
however, are limited to premises and modes of reasoning that can appeal to the
public at large. Rawls argues that
these include "presently accepted general beliefs and forms of reasoning
found in common sense, and the methods and conclusions of science when these
are not controversial." [FN61] By contrast, the nonpublic reason of a
church might include premises about the authority of sacred texts and modes of
reasoning that appeal to the interpretive authority of particular persons.
Second, Rawls formulates a particular ideal
of public reason -- a standard for judging the appropriateness of the reasoning
of citizens and officials. He does not apply his ideal to all actions by the
state or even to all coercive uses of state power. Rather, his version of the ideal is limited (at least
tentatively) to what he calls "the constitutional essentials" [FN62] and
"questions of basic justice." [FN63] Thus, the scope of the freedom of speech and
qualifications for the franchise would be subject to the Rawlsian ideal, but he
does not resolve the question whether it would also apply to the details of tax
legislation and the regulation of pollution control. [FN64]
Third, Rawls's ideal of public reason
applies to citizens and public officials when they engage in political advocacy
in a public forum; it also governs the decisions that officials make and the
votes that citizens cast in elections.
The ideal does not apply to personal reflection and deliberation about
political questions; by implication it could not apply to such reflection or
deliberation about questions that are not political in nature. [FN65]
*562 Although Rawls's development of
the ideal of public reason is very recent, it has already had a significant
impact on legal scholarship. [FN66] Notably, Rawls's views have begun to
influence the debate over the relationship between religion and politics in
general, and religion and judging in particular. [FN67] One area of
controversy surrounds the question whether religious reasons should be excluded
from political or legal discourse. Here
Rawls's position has evolved. In
Political Liberalism, Rawls adopts the distinction between the exclusive and
inclusive views of public reason. [FN68] Affirmance of the
exclusive view of public reason would mean "that, on fundamental political
matters, reasons given explicitly in terms of comprehensive doctrines are never
to be introduced into public reason." [FN69] The inclusive view
allows "citizens, in certain situations, to present what they regard as
the basis of political values rooted in their comprehensive doctrine, provided
they do this in ways that strengthen the ideal of public reason itself." [FN70] Rawls now argues
for the inclusive view. [FN71]
*563 II. An
Outline Of Political Liberalism
Political Liberalism consists of an
introduction and eight lectures which range over a wide variety of topics and
explore many ideas in great depth. Some
of the lectures are reworkings of the various articles that Rawls has published
since A Theory of Justice, but each of the lectures contains important new
material, some involve quite substantial revisions, and one of them, the sixth
lecture entitled "The Idea of Public Reason," [FN72] is published for
the first time in any form. This survey
of the book will preview some of the main ideas, with a particular emphasis on
introducing key concepts and avoiding some possible misunderstandings of
Rawls's views. An attempt to summarize
the book in a few paragraphs would be futile, but a very general mapping of the territory covered in Political
Liberalism is possible.
The first lecture, titled "Fundamental
Ideas," [FN73]
introduces the basic ideas used in justice as fairness. In addition to the original position, [FN74] four ideas are
explored. The first is the idea of a
political conception of justice. [FN75] A political
conception of justice is a moral conception that deals with the basic structure
of society, that is the core political, social, and economic institutions. [FN76] Although a
political conception of justice is a moral conception, it should be what
Rawls's calls "a freestanding view."
That is, a political conception of justice should be presented so that
it does not depend on any comprehensive moral or religious doctrine. [FN77] For this reason, utilitarianism would not be a political
conception of justice because utilitarianism is a comprehensive moral doctrine;
utilitarianism takes a stand on the question of what constitutes the ultimate
good.
The second idea is that of society as a fair
system of cooperation. [FN78]
"Cooperation," says Rawls, "involves the idea of fair
terms of cooperation: these are terms that each participant may reasonably
accept, provided that everyone else likewise accepts them." [FN79] In order for
persons to be full participants in a fair system of cooperation, they must
possess what Rawls calls "the two moral powers, . . . a capacity for a
sense of justice and a capacity for a conception of the good." [FN80] A *564 capacity for a sense of justice is
the ability to comprehend, act on, and apply a political conception of
justice. A capacity for a conception of
the good is the ability to form, revise, and pursue ones self-understanding of
the good. [FN81] In sum, a
political conception of justice establishes fair terms of cooperation applying
to the basic structure of society among citizens with the two moral powers.
The third idea is that of a political
conception of the person. [FN82] Rawls is concerned
here with the charge that the original position involves commitment to a
metaphysical doctrine of the person; a charge that he believes is mistaken. [FN83] The original
position is intended to represent the political idea that citizens are free and
equal. In particular, citizens in a
democratic society conceive of themselves as: (1) having the moral power to
form and act on a conception of the good, (2) being the source of self-
authenticating claims, and (3) having the capacity for taking responsibility
for their ends. The original position
is intended to represent this political self-understanding. [FN84]
The fourth and final idea is that of a
well-ordered society. [FN85] Such a society is
one in which citizens accept the same principles of justice, in which the basic
structure of the society satisfies and is known to satisfy these principles,
and in which citizens have an effective sense of justice so that they generally
comply with the requirements of the institutes that constitute the basic structure. [FN86] In addition, the
first lecture makes an important modification to the two principles of justice,
suggesting that a basic needs principle that is lexically prior to the equal
liberty principle should be added. [FN87]
The second lecture, titled "Powers of
Citizens and Their Representation,"
[FN88] introduces several additional ideas. The first of these is the distinction
between the reasonable and the rational.
The intuitive notion is that one can be rational, meaning that ones
actions make sense in light of ones beliefs and desires, but unreasonable,
meaning that one is unwilling to acknowledge the legitimate claims of
others. Rawls puts it this way,
"what rational but unreasonable agents lack is the particular form of
moral sensibility that underlies the desire to *565 engage in fair
cooperation as such, and to do so on terms that others as equals might
reasonably be expected to endorse." [FN89]
Specifying the notion of the reasonable
leads Rawls to introduce a subsidiary idea, the burdens of judgment. These burdens account for the fact that free
institutions lead to pluralism, to a variety of comprehensive philosophical and
religious doctrines about the nature of the good or ultimate value. Rawls argues that disagreement about such
matters is reasonable given the difficulties of coming to consensus about
them. These difficulties include:
complex and conflicting evidence, disagreement about what is relevant and how to weigh the considerations that are relevant,
the underdeterminacy introduced by hard cases, and the fact that there may be
different kinds of normative arguments on both sides of a moral question. [FN90] Particularly important is the following
factor:
To some extent (how great we cannot tell)
the way we assess evidence and weigh moral and political values is shaped by
our total experience, our whole course of life up to now; and our total
experiences must always differ. Thus,
in a modern society with its numerous offices and positions, its various
divisions of labor, its many social groups and their ethnic variety, citizens
total experiences are disparate enough for their judgments to diverge, at least
to some degree, on many if not most cases of any significant complexity. [FN91] Given the burdens of reason, we should expect that
citizens will disagree about many moral and political questions. Thus, the pluralism that characterizes
modern democratic societies is a reasonable pluralism. [FN92] In addition to these topics, the second lecture discusses
the publicity condition (the requirement that the conception of justice in a
well ordered society be publicly known and accepted), [FN93] rational and full autonomy, [FN94] and moral psychology. [FN95]
The third lecture, titled "Political
Constructivism," [FN96] contrasts Rawls's approach to two other views, Kant's
moral constructivism and rational intuitionism. Political constructivism involves the construction of the content of a political conception of
justice; in justice as fairness, it is the difference principle and the equal
liberty principle *566 that are constructed. The original position is laid out in order to construct these
principles. [FN97]
Rational intuitionism, a view that Rawls
associates with Sedgwick and others, differs from political constructivism in
four ways. First, rational intuitionism
holds that moral principles and judgments, if correct, are true statements
about an independent order of moral values, but political constructivism holds
that principles of justice can be represented as the outcome of a procedure of
construction, for example, as the outcome of deliberation in the original
position. Second, rational intuitionism
holds that moral first principles are known by theoretical reason; by way of
contrast, the procedure of construction adopted by political constructivism is
based on practical reason. Third,
rational intuitionism employs a sparse conception of the person, holding that
intuitive knowledge of moral first principles is sufficient to give rise to a
desire to act from them; political constructivism instead uses a complex
conception of the person, including the two moral powers, and of society. Fourth, rational intuitionism maintains that
the truth of moral propositions consists in their correspondence to the
independent order of moral values, but political constructivism uses the idea
of the reasonable and does not take a stand on the question whether the principles of justice that are reasonable are
also true. [FN98] More programmatically, rational intuitionism
is a form of moral realism; political constructivism neither affirms nor denies
moral realism. But a moral realist
might affirm the principles of justice which emerge from political
constructivism and add that these political values are ultimately supported by
an independent order of moral values. [FN99]
Political constructivism also differs from
Kantian constructivism in several ways.
One of these differences is that Kant's theory is a comprehensivemoral
doctrine, in which the ideal of autonomy regulates all of life; political
constructivism is a political doctrine that does not address questions about
ultimate purposes and sources of value.
The remaining differences discussed by Rawls require an exposition of
Kant's transcendental idealism and his view of philosophy as defense of
reasonable faith, topics which are outside the scope of this brief outline. [FN100]
*567 Another topic taken up in the
third lecture is objectivity, and the sense in which objective reasons exist
from the political point of view. Rawls
offers the following formulation:
Political convictions (which are also, of
course, moral convictions) are objective -- actually founded on an order of
reasons -- if reasonable and rational persons, who are sufficiently intelligent
and conscientious in exercising their powers of practical reason, and whose
reasoning exhibits none of the familiar
defects of reasoning, would eventually endorse those convictions, or significantly
narrow their differences about them, provided that these persons know the
relevant facts and have sufficiently surveyed the grounds that bear on the
matter under conditions favorable to due reflection. [FN101] With Warren Quinn, [FN102] Rawls sees
this idea of objectivity as essentially a Kantian one. [FN103] This formulation
of political objectivity is an important addition to Rawls's theory, but its
adequacy is barely explored in Political Liberalism.
Rawls does qualify his claim in the
following way:
I do not say that there being an objective
order of political reasons consists in various activities of sound reasoning,
or in the shared practice thereof, or in its success. Rather, the success of the shared practice among those reasonable
and rational is what warrants our saying there is an order of reasons. The idea is that if we can learn to use and
apply the concepts of judgment and inference, and ground and evidence, as well
as the principles and standards that single out the kind of facts to count as
reasons of political justice; and if we find that by reasoning in light of
these mutually recognized criteria we can reach agreement in judgment; or if
not agreement, that we can in any case narrow our differences sufficiently to
secure what strikes us as just or fair, honorable or decent, relations between
us; then all this supports the conviction that there are objective reasons. [FN104] Perhaps not
yet fully appreciated is the Wittgensteinian
character of the stance that Rawls takes at this point. Being able to state sufficient reasons for
judgment "is already the best possible explanation of the beliefs of those
who are reasonable and rational. At
least for political purposes, there is no need to go beyond it to a better one,
or behind it to a deeper one." [FN105] The insistence that there is no need for
deep explanations is characteristically Wittgensteinian, and this is confirmed
in the footnote to the previous quotation, in which Rawls says, *568
"we cannot ground these principals and canons of the validity of practical
reason on something outside reason. Its
concepts of judgment and inference, and the rest, are irreducible. With these concepts explanations come to and
end; one of philosophy's tasks is to quiet our distress at this thought." [FN106] The parallel to
Wittgenstein's Philosophical Investigations is unmistakable: as Wittgenstein
says, "Explanations come to an end somewhere." [FN107]
The fourth lecture, titled "The Idea of
an Overlapping Consensus," [FN108] addresses thequestion of stability -- a question that is
central to the changes in Political Liberalism from Rawls's positions in A
Theory of Justice. How can a well-ordered society which adheres to justice as
fairness maintain its stability given the reasonable pluralism of comprehensive
moral and religious doctrines that will exist?
One part [FN109] of the answer
to this question involves the idea of an overlapping consensus among reasonable
comprehensive doctrines on a political
conception of justice -- where a political conception is a freestanding view
that does not derive from any particular comprehensive doctrine.
In this brief preview, two possible
misunderstandings of the idea of overlapping consensus will be explored. First, the idea of an overlapping consensus
is not the method for construction of principles of justice. One does not begin by asking what political
principles are already the subject of agreement between the various religious
and philosophical views that prevail in our society. This is because justice as fairness starts with political notions
about citizens and society and uses those ideas to lay out the original
position; the principles of justice are constructed without reference to the
particular comprehensive doctrines that currently prevail. Those doctrines, recall, are excluded in the
first stage of the original position. [FN110] Second, an overlapping consensus is not a mere modus
vivendi, a peace treaty between warring conceptions of the good. Rather, the consensus is on moral principles
(principles of political morality) that can be affirmed from *569 within
the various reasonable comprehensive doctrines for good and sufficient reasons.
[FN111]
Consider one final point that is addressed
in the fourth lecture: what must the
content of the overlapping consensus be?
Must there be an overlapping consensus on the whole content of justice
as fairness, or would it be sufficient to
have an overlapping consensus on the constitutional essentials? [FN112] If the former, then there may be substantial
practical difficulties given the complexity and subtlety of justice as
fairness. If the latter, then several
different political conceptions, including justice as fairness as one among
many, could coexist. This possibility
might enable a wider range of comprehensive conceptions to participate in an
overlapping consensus. A comprehensive
conception could participate if it included a conception of justice that
included the same constitutional essentials as does justice as fairness, even
though the various conceptions of justice might differ in some ways from
justice as fairness. Thus, the
overlapping consensus can be on a "class of liberal conceptions that vary
within a more or less narrow range." [FN113]
The fifth lecture, titled "The Priority
of Right and Ideas of the Good," [FN114] deals with the claim, made by political liberalism, that
the right is prior to the good. In
order to clarify this claim, Rawls explores several different ideas of the good
that play a role in his theory. One of
these is the primary goods, the list of goods that are considered by the
parties to the original position in their deliberations. These goods include basic rights and
liberties, freedom of movement and free choice of occupation, the powers and
prerogatives of the positions available in economic and political institutions,
income and wealth, and the social bases of self respect. [FN115]
Also in the fifth lecture, Rawls considers a number of objections,
including those raised by Sen and Arrow, which focus on the differences in
human capacities. These objections,
which have been part of the important "equality of what?" debate,
begin with the observation that different humans have different mental and
physical abilities, different needs for medical care, and different needs for
resources to realize their plans of life. [FN116] Take the example
of differences in physical *570 abilities. Rawls notes that his theory assumes that all citizens have the
capacity to be cooperating members of society; the theory does not address the
question of justice toward persons who lack this capacity. Among those who do have this capacity, Rawls
argues that satisfaction of the two principles of justice would entail that no
injustice would be done to citizens with different physical or mental abilities.
[FN117]
Another topic explored in the fifth lecture
is the question whether, and in what sense, justice as fairness could be said
to be "neutral" (a term that Rawls believes can be misleading) with
respect to various conceptions of the good. [FN118] Rawls makes it
clear that justice as fairness is not neutral in the sense that it treats all
conceptions equally. [FN119] Unreasonable conceptions, including those
that require injustice for their realization, will not be allowed as ways of
life, although citizens may be free to advocate and believe in them. [FN120] Even among
reasonable conceptions of the good, justice
as fairness may discourage some conceptions and result in the eventual demise
of others. For example, justice as
fairness may require the education of children to a degree that will permit
them to engage in social cooperation and participate in political institutions. But even this much education may be
inconsistent with the flourishing of some conceptions of the good; these
conceptions, while not unjust, nonetheless may not retain adherents who are
exposed as children or young adults to forms of life other than that which is
required by those conceptions. Justice
as fairness is not neutral in the sense that it would give these conceptions an
equal chance of surviving over the long run.
The sixth lecture, titled "The Idea of
Public Reason," [FN121] has already been discussed. In addition to the points already made, it is important to
remember that Rawls does not envision that the limits of public reason would be
enforced by the state. Rather, he says,
Public reason is not, of course, a matter of
law. As an ideal conception of
citizenship for a constitutional democratic regime, it present how things might
be, taking people as a just and well-ordered society would encourage them to
be. It describes what is possible and
can be, yet may never be, though no less fundamental for that. [FN122] Why should
citizens adhere to an ideal of public reason that requires them to offer public
reasons and sometimes even to refrain from appealing to their own deeply held
religious or moral beliefs? The gist of
Rawls's answer lies in the liberal principle of legitimacy: "our exercise
of political power is proper and hence justifiable only when it is exercised in
accordance with a constitution the essentials of which all citizens may
reasonably be expected to endorse in light of principles and ideals acceptable
to them as reasonable and rational." [FN123] It is because of this principle that
"the ideal of citizenship imposes . . . the duty of civility -- to be able
to explain to one another on those fundamental questions how the principles and
policies they advocate and vote for can be supported by the political values of
public reason." [FN124]
The sixth lecture also contains discussion
of the Supreme Court as an exemplar of public reason. [FN125] This discussion briefly touches on a number
of issues in constitutional theory, drawing on classical Lockean ideas and the
recent work of Bruce Ackerman. [FN126] "Constitutional democracy is
dualist," writes Rawls, "it distinguishes constituent power from
ordinary power as well as the higher law of the people from the ordinary law of
legislative bodies." [FN127] The Supreme Court is one of the institutions
that protects the higher law from legislative infringement. It exemplifies public reason when it engages
in constitutional interpretation, and the best interpretation of the
constitution is the one that best fits and justifies the constitutional text,
history, and cases. Here Rawls is
drawing on Ronald Dworkin's view. [FN128]