Loyola of Los Angeles Law Review
June, 1996
Symposium
The Religious Voice in the Public Square
*1459 NOVEL
PUBLIC REASONS [FNd]
Lawrence B. Solum [FNa]
Copyright © 1996 Loyola
Law School of Loyola Marymount University; Lawrence
B. Solum
I. INTRODUCTION
One important strand of the debate over the
role of religion in the public square concerns the notion of "public
reason"--the common reason of members of the public in their capacity as
citizens constituting a polity. John
Rawls has argued that citizens in a modern pluralist democracy owe each other a
duty of civility in public debate; meeting this obligation requires each
citizen to offer public reasons--reasons that
their fellow citizens would not reject as unreasonable--when engaging in public
debate about the constitutional essentials. [FN1] Rawls's view, his
liberal ideal of public reason, has been the subject of considerable interest
and discussion.
*1460 This Essay takes up one
important and influential objection to a Rawlsian conception of the ideal of
public reason. [FN2] This objection, made by Jeremy Waldron, [FN3] is premised on the notion that compliance with the
Rawlsian ideal would impoverish political discourse by banishing novel
arguments from the public sphere. Call
Waldron's thesis the novelty objection.
This objection is misguided.
Although public political debate would be impoverished if it were
confined to a static set of universally accepted premises and modes of
reasoning, Waldron errs when he charges that a Rawlsian ideal of public reason
would require such sterility. Rather, a
sympathetic reading of Rawls suggests that general acceptance of a liberal
ideal of public reason would permit the robust evolution of political
discourse.
My exposition begins with a brief
introduction to the public reason debate.
Rawls's ideal of public reason and Waldron's objection connect to two
intersecting clusters of issues. The
first cluster, which is the focus of this Symposium, concerns the role of
religion in law and politics. The
second cluster, which deals with the fundamental questions of political
philosophy, revolves around Rawls's theory of
justice as fairness. In this Essay, my
topic is the role of the novelty objection at the intersection of the two
clusters of issues: the implications of
a Rawlsian view of novel public reasons for debates about religion and
politics. My views have been shaped by
the substantial literature concerning the role of religion in the public *1461
square, including work by Robert Audi, [FN4] Kent Greenawalt, [FN5] Michael Perry, [FN6] and others.
The idea of public reason has been debated
by legal scholars and philosophers, and Rawls's notion has been deployed as a
premise for argumentation in both legal theory and doctrine. [FN7] The phrase "public *1462
reason" is ambiguous and might be used to express any of a number of
distinct ideas. [FN8] As used in the context of debates over the
role of religion in the public square, "public reason" refers to the
common reason of the public in its capacity as citizens constituting a
polity. *1463 An ideal of public
reason is a normative standard for the use of public reason.
Early on, borrowing a phrase from Kant, [FN9] Rawls introduced
what he then called the "idea of free public reason":
[G]reat values fall under the idea of free
public reason, and are expressed in the guidelines for public inquiry and in
the steps taken to secure that such inquiry is free and public, as well as
informed and reasonable. These values
include not only the appropriate use of the fundamental concepts of judgment, inference, and evidence, but also the
virtues of reasonableness and fair-mindedness as shown in the adherence to the
criteria and procedures of common sense knowledge, and to the methods and
conclusion of science when not controversial, as well as respect for the
precepts governing reasonable political discussion. [FN10]
Although this discussion contains the core
of Rawls's position, a few additional points deserve separate mention.
First, public reason is the reason of a
political society, its "way of formulating its plans, of putting its ends
in an order of priority and of making its decisions accordingly." [FN11] Thus, public reason contrasts with the
"nonpublic reasons of churches and universities and of many other
associations in civil society." [FN12] Public and nonpublic reason share simple
rules of inference and evidence, features which are essential to reason itself.
[FN13] Public reasons,
however, are limited to premises and modes of reasoning that can appeal to the
public at large. Indeed, the criterion
for public reason is availability to the public at large. Rawls argues that these include, but are not
necessarily limited to, "presently accepted general beliefs and forms *1464
of reasoning found in common sense, and the methods and conclusions of science
when these are not controversial." [FN14]
Nonpublic reasons would include reasons
located within the deep premises of a comprehensive religious doctrine or
philosophical moral theory. Consider
two examples of nonpublic reasons: first, the hedonistic utilitarian premise
that only pleasures and pains are of fundamental value; and second, a religious
belief that a particular text is sacred and that its authoritative
interpretation by church leaders is the source of binding moral reasons.
Although the utilitarian premise is secular and the theological premise is
religious, both are nonpublic reasons because neither can be accepted as a
reasonable ground for action by the public at large, which is understood as the
body of citizens who are in full possession of the powers of human reason and
who nevertheless believe in a variety of reasonable comprehensive doctrines.
Second, Rawls limits his exposition of an
ideal of public reason to a special case.
He does not consider whether an ideal of public reason applies to all
actions by the state, or even to all coercive uses of state power. Rather, he limits his analysis to the case
that he considers clearest--the case of the "constitutional
essentials" and "questions of basic justice." [FN15] Thus, the scope of the freedom of speech and
qualifications for the franchise would be subject to the Rawlsian ideal. But he leaves open the question whether the
details of tax legislation and the regulation of pollution control would also
be covered. [FN16]
*1465Third, Rawls argues that the
duty of civility and hence his ideal of public reason applies to citizens and
public officials when they engage in political advocacy in a public forum; it
also governs the decisions that officials
make and the votes that citizens cast in elections. The ideal does not, however, apply to what Rawls calls the
background culture; the reason of civil society includes discussion within a
variety of special institutions, such as universities and churches, as well as
dialogue between the adherents of a variety of comprehensive religious and
secular doctrines. Moreover, the ideal
does not apply to personal reflection and deliberation about political questions. Finally, it does not apply to such
reflection or deliberation about questions that are not political in nature. [FN17]
Fourth, Rawls opts for an inclusive--as
opposed to an exclusive-- interpretation of the ideal of public reason. Citizens and public officials do not
breach the duty of civility when they offer nonpublic reasons as the
foundations for, or supplements to, public ones. Although Rawls has been read as advocating a view of public
reason that would exclude religious reasons from public debate, that is not the
best reading of his work as a whole. My
interpretation flows from several considerations that I have explored at length
elsewhere. [FN18] Perhaps the most important evidence for the
proposition that a Rawlsian ideal of public reason is inclusive is that this
interpretation best fits the fundamental justification that Rawls offers for
the ideal. This justification is based
on the liberal principle of legitimacy:
"[O]ur exercise of political power is proper and hence justifiable
only when it is exercised in accordance with a constitution the essentials of
which all citizens may reasonably be expected
to endorse in light of principles and ideals acceptable to them as reasonable
and rational." [FN19] It is because of this principle that
"the ideal of citizenship imposes . . . the duty of civility--to be able
to explain to one another on those fundamental questions how the principles and
policies they advocate and vote for can be supported by the political values of
*1466 public reason." [FN20] While the duty of civility requires citizens
to offer public reasons, it does not itself require abstention from the
disclosure of nonpublic reasons that play a foundational or supporting role in
either political deliberation or public political debate. Moreover, the giving of nonpublic reasons,
which--while not shared--are the foundations of public reasons--which are
shared--may foster mutual civility and tolerance. I may see that you and I agree about fundamental public values
but disagree about the moral foundations of those values. Despite my unwillingness to accept them as
true, I may nevertheless come to see your fundamental views as reasonable. [FN21]
Fifth, and finally, the obligations imposed
by the duty of civility are obligations of political morality. The ideal of public reason does not justify
legal restrictions on what can be said in public debate; it does not imply that
citizens should be punished when they fail to include public reasons for their
actions. Rather, an ideal of public
reason is an ideal of democratic citizenship. [FN22] A good citizen
will recognize a duty of civility, and all
citizens have a moral obligation to comply with it. In addition, citizens may have collateral political obligations,
such as to praise others who comply under difficult circumstances and to
criticize those who fail to meet the duty.
With these features in mind, [FN23] we can offer a
summary of a Rawlsian ideal of public reason; this ideal has five main
features:
1.
Content of Public Reason: The
ideal specifies public reason as reason which relies on premises and modes of
reason that are available to the public at large, including (a) the general
features of all reason, such as rules of inference and evidence, and (b)
generally shared beliefs, common-sense reasoning, and the noncontroversial
methods of science.
2.
Scope of Application: As a
minimum, the ideal applies to deliberation and discussion concerning the basic
structure and the constitutional essentials.
*1467 3. Persons Obligated: The
duty of civility specified by the ideal creates obligations (a) for both
citizens and public officials when they engage in public political debate, (b)
for citizens when they vote, and (c) for public officials when they engage in
official action--so long as the debate, vote, or action concerns the subjects
specified in (2).
4.
Structure of the Obligation: The
ideal requires (a) citizens and public officials (i) to include public reasons
in public political debate, but (ii) nonpublic reasons may be included, so long
as public reasons are offered in due course,
and (b) in special contexts, such as the decision of a legal dispute or the
passage of a bill, public officials should exclude nonpublic reasons from
official pronouncements such as judicial opinions or statements of legislative
purpose.
5.
Nature of the Obligation: The
duty of civility implied by the idea is an obligation of political morality,
and the ideal does not necessarily justify legal restrictions on public
political discourse.
As we have seen, Rawls's ideal of public
reason is controversial for a number of reasons. One strand of the public reason debate has proceeded from the
assumption that a liberal ideal of public reason would exclude religion from
public debate. As I have briefly
outlined above and argued extensively elsewhere, I believe that this assumption
is incorrect. Moreover, many of the
objections to a liberal ideal of public reason make the erroneous assumption
that such ideals exclude religious morality from public debate and allow
secular moral beliefs to participate on unequal terms. [FN24] Again, I will put this problem to the side
in this Essay.
II. THE NOVELTY OBJECTION
This Essay focuses on only one objection to
a liberal ideal of public reason: the
novelty objection. [FN25] The gist of the
novelty objection is that a Rawlsian ideal of public reason would drain public
political debate of its vitality by
excluding novel arguments. As I shall
demonstrate, the best interpretation of Rawls's position is that novel
arguments are not excluded from public political debate except *1468 in
very narrow circumstances. In this Part
of the Essay, I present an exposition and reconstruction of Waldron's argument.
A. Waldron's Interpretation of the Rawlsian Ideal of Public Reason
Waldron's statement of the objection is
worth quoting at length. He articulates
an interpretation of Rawls that establishes the basic premise of the objection
as follows:
John Rawls offers what, in my opinion, is
an overly narrow conception of the matrix of public reason, suggesting that it
must always proceed from some consensus--"from premises that we and others
recognize as true, or as reasonable for the purpose of reaching a working
agreement." He suggests that
public deliberation be limited to "the shared methods of, and the public
knowledge available to, common sense, and the procedures and conclusions of
science when these are not controversial." What this conception seems to rule out is the novel or
disconcerting move in political argumentation:
the premise that no one has ever thought of before, but which, once
stated, sounds plausible or interesting.
Rawls' conception seems to assume an inherent limit in the human
capacity for imagination and creativity inpolitics,
implying as it does that something counts as a legitimate move in public
reasoning only to the extent that it latches onto existing premises that
everybody already shares. [FN26]
Thus, Waldron argues that Rawls's conception
of public reason is too narrow.
What is Waldron getting at? Before I provide a detailed recon-struction
of Waldron's argument, let me state what I take to be Waldron's core intuition.
Waldron believes that Rawls's idea of public reason would limit public
discourse to the least common denominator, that is, the premises on which we
all agreed. But that would be a
nightmare for everyone, even for those whose beliefs were the most
common-sensical. It is as if someone
were to propose that cooking should be governed by an ideal that rules out all
the ingredients to which anyone might object.
What would be left? There would
be only a tiny number of ingredients, and hence a diet without spice or
variety. Suppose that the only
ingredients allowed *1469 were sugar, flour, and milk. From these, we could make only a very few
dishes, perhaps a bland pudding. But if
we were allowed to use eggs, we could make a souffle! Some would object to eggs because of the cholesterol in the yolk. And since we would never get to experiment
with eggs, we would never learn that we could make a souffle by using just the
whites. Any real innovation in cooking
would be made impossible, and this would operate to everyone's disadvantage,
even to those who were on very restricted diets.
Waldron
imagines that an ideal of public reason might operate in this way. We would all be fed a bland diet of familiar
ideas. And because we would never be
able to experiment with new ideas, all of us would be harmed, even those of us
who would dislike almost any new idea.
If we never experimented with new arguments, we would never have the
opportunity to discover the really good ones--the novel premises that lead to
the discovery of important new truths.
1. Two problems with a Rawlsian ideal of public reason
Now that we have an intuitive sense of the
novelty objection, let us consider the details of Waldron's argument. Why does Waldron believe that Rawls's
conception is too narrow? Waldron
considers this question at two different levels. [FN27] The first level concerns the possibility of
public political discourse that is not limited by an ideal of public reason
that excludes premises that are novel or controversial. The second level concerns the fairness of an
ideal of public reason that does not so limit public political discourse.
2. The problem with the alleged impossibility of novel reasons
Consider first Waldron's position with
respect to possibility. Characterizing
Rawls's position, Waldron writes:
It suggests that justificatory moves must
always connect with an existent consensus,
with the stock of ideas already "implicit in the political culture"
of our society. In fact, justificatory
consensus may be invented in or constituted by *1470 a political
discourse that does not presuppose or assume its existence. Moves may be made in political argument that
bear no relation to existing conventions or commonly held opinions, but which
nevertheless gain a foothold as soon as they are considered and discussed by
persons with open minds. [FN28]
At this point, Waldron is not analyzing a
normative question. The issue is not
how should we deliberate, but is rather how can we deliberate. Waldron believes that Rawls's ideal of
public reason rests in part on the notion that public reason "must always
proceed from some consensus." [FN29]
On what grounds does Waldron hold this
interpretation of Rawls? The answer to
this question is not entirely clear,for Waldron does not engage in extensive
textual exegesis of Rawls. Rawls states
that to comply with a liberal ideal of public reason as applied to the
constitutional essentials:
[W]e are not to appeal to comprehensive
religious and philosophical doctrines--to what we as individuals or members of
associations see as the whole truth--nor to elaborate economic theories of
general equilibrium, say, if these are in dispute. As far as possible, the knowledge and ways of reasoning that ground
our affirming the principles of justice and their application to the
constitutional essentials are to rest on plain truths now widely accepted, or available, to citizens in
general. Otherwise, the political
conception would not provide a public basis of justification. [FN30]
There is evidence here for part of Waldron's
interpretation. In particular, "plain truths now widely accepted"
does suggest that public reason must "proceed from some consensus." [FN31]
It is still not clear what Waldron means
when he uses the modal operator
"must" in "must always proceed from some consensus." It is possible that the "must"
here is intended in a normative sense. *1471
Waldron might be reading Rawls as saying, "one must argue from premises
that are the subject of consensus in order to comply with the requirements of
political morality expressed in a normative ideal of public reason." If this is what Waldron intends, then my two
level reading of Waldron is off the mark, and what I call the level of
possibility collapses into the level of fairness.
There is, however, evidence that Waldron
intends "must" to convey the concept of necessity. For example, Waldron states, "[m]uch of
what Rawls and others say about the exigencies of public reason is based on
concerns about the possibility of public debate." [FN32] On this reading, Rawls believes that it is
impossible for public political debate to go forward unless such debate is
limited to arguments with premises that are already accepted. One must be very careful here, for clearly
Waldron would not contend that Rawls believes that
nonpublic reasons cannot be uttered in public political debate. That interpretation is silly. Rather, Waldron's interpretation would be
that Rawls believes that public political debate about the constitutional
essentials cannot serve its purpose or be effective unless nonpublic reasons
are excluded. [FN33]
In particular, Waldron seems to be worried
that Rawls may believe that novel reasons would be "incomprehensible"
and hence that reasons which are novel could never persuade. Waldron argues that such a belief would rely
on what Karl Popper calls "the myth of the framework," [FN34] a supposed myth
based on the Wittgensteinian thought that "[i]f language is to be a means
of communication there must be agreement not only in definitions but also
(queer as this may sound) in judgments." [FN35]
Waldron argues that radical disagreement
does not preclude comprehensibility.
The background necessary to get a conversation going may turn out to be
surprisingly "thin." [FN36] In his exposition
of this point, Waldron contrasts two different conceptions of public *1472
deliberation, the Aristotelian and the Millian. The Aristotelian conception, resting on the notion that the
collective deliberation of all citizens may be better than the individual
deliberation of the most excellent individual citizen, [FN37] requires each contribution to political discourse "be
made in a way that is . . . apt to be received by other members of the
community." [FN38] Thus, the Aristotelian conception implies
limitations similar to those expressed by Rawls's notion of a duty of
civility. The Millian conception,
analogous to the metaphor of the marketplace of ideas, [FN39] postulates public discourse that is not constrained by
civility, but is instead conducted in an arena in which, "people simply
fling their views and opinions into the public forum of ideas," [FN40] or as Mill puts it, "the rough process of a struggle
between combatants fighting under hostile banners." [FN41]
What is the point of Waldron's discussion of
the two conceptions of public deliberation?
The point is not to endorse Mill's conception: Waldron thinks the Aristotelian conception is superior. [FN42] Rather, Mill's conception is invoked to
suggest that political deliberation is possible, even when argument is not
civil. Millian public deliberation may
not be civil, but it is also not impossible.
Waldron argues that public debate can do its
work so long as the arguments that are used are "likely to have an effect
on the existing consensus." [FN43] Waldron's central idea here is quite
important. Waldron argues that the path
to a new consensus may go through *1473 political arguments that are
novel or that are currently the subject of strong disagreement:
In fact, justificatory consensus may be
invented in or constituted by a political discourse that does not presuppose or
assume its existence. Moves may be made in political argument that bear no
relation to existing conventions or commonly
held opinions, but which nevertheless gain a foothold as soon as they are
considered and discussed by persons with open minds. [FN44]
3. The problem with the alleged unfairness of novel reasons
Recall that Waldron's contention is that a
Rawlsian conception of public reason is too narrow. In this section, I explicate Waldron's contention that Rawls
believes that the inclusion of novel reasons in public discourse would be unfair.
As understood by Waldron, Rawls's fairness
argument relies on the notion that it would be unfair for adherents of one
comprehensive view--religious or secular--to use the power of the state to
impose a policy supported only by their view on those who do not share it: this would involve, "a privileged place
for the views of some over others." [FN45] Waldron then
argues:
Instead of saying positively that we must
be sure that a reason is part of an existing consensus before we can appeal to
it, we may phrase the doctrine as a narrower, negative claim. We must not appeal to considerations which
we know, or have good reason to believe, are not shared in the society.
Religious considerations fall into this category, for it is common knowledge in
our society that no agreement may reasonably be expected on matters of
religion. [FN46]
Even when narrowed in this way, Waldron argues, the requirement of a
Rawlsian ideal of public reason would be unnecessarily strict. Religious reasons are not usually given as
the sole or sufficient justification for government action; rather, they are
put forward as part of a larger dialogue or discussion: "A contribution may be put forward as
something for one's fellow citizens to ponder and consider along with the other
views that they are listening to, something for *1474 them to take into
account. What they make of it may be
left up to them." [FN47]
Thus, the first step in Waldron's critique
of the fairness argument is to argue that the strict limits imposed by the
Waldron interpretation of Rawls's ideal of public reason are unnecessary: fairness can be achieved with a more
inclusive ideal. Novel reasons can be
included in public discourse, at least if one of two conditions is met. First, the novel reason should not be of the
kind with respect to which we know no agreement may reasonably be expected, or
second, the novel reason is offered as part of a background discussion and not
as a proposal to use public power to forcibly impose something on everyone
else. [FN48]
The second step in Waldron's critique
proceeds differently. Waldron argues
that the inclusion of novel reasons in public debate is not unfair, because
such reasons should be viewed as a good by those to whom they are given. This argument has two strands. The first strand concerns the quality of
public deliberations; the inclusion of novel
reasons will make for better deliberations:
[W]e think it part of the point of public
deliberation to expose citizens and other decision makers to perspectives and
experiences with which they are initially unfamiliar. Only on the basis of such exposure is there any reason to believe
. . . that the decision which results at the end of the deliberations will be
any improvement over the prejudices with which the people went into the
forum. Only on this basis can we expect
the participants in dialogue themselves to be improved by the exposure. [FN49]
Presumably, better deliberations result in
better decisions, and hence in benefits to those who are members of the polity
that is deliberating.
The second strand concerns the benefit to
the individuals who participate in deliberations in which novel reasons are
included. Put the other way round, the
argument is that citizens would be harmed intellectually if they were denied
access to novel reasons:
[I]t is important for people to be
acquainted with the views that others hold.
Even more important, however, is the *1475 possibility that my
own view may be improved, in its subtlety and depth, by exposure to a religion
or a metaphysics that I am initially inclined to reject. . . . I mean to draw attention to an experience we
all have had at one time or another, of having argued with someone whose world
view was quite at odds with our own, and of having
come away thinking, "I'm sure he's wrong, and I can't follow much of it,
but, still, it makes you think . . . ."
The prospect of losing that sort of effect in public discourse is,
frankly, frightening--terrifying, even, if we are to imagine it being replaced
by a form of "deliberation" that, in the name of "fairness"
or "reasonableness" (or worse still, "balance") consists of
bland appeals to harmless nostrums that are accepted without question on all
sides. That is to imagine open-ended
public debate reduced to the formal trivia of American television networks. [FN50]
Thus, the giving of novel reasons in public
political debate should not be seen as unfair, because such reasons are
actually of benefit to those who are exposed to them. There is a missing step to Waldron's argument. It is possible that reliance on novel
arguments is unfair, even though novel arguments are beneficial to those who
find them unreasonable. [FN51] With this last
point in place, we can now summarize the novelty objection.
C. A Reconstruction of the Novelty Objection
Waldron's argument might be reconstructed as follows:
1.
Rawls's ideal of public reason counts a reason as public if and only if
that reason is (a) itself an existing premise that everybody already shares, or
(b) it follows from an argument that has only existing premises that everybody
already shares as premises. Assumption.
2. A reason is a conclusion if
it is asserted to follow from a premise and a valid method of reasoning; a
reason is a premise if it does not so follow. Definition.
*1476 3. Rawls's ideal of public reason excludes premises from public
political debate unless the premises are public reasons. Assumption.
4. A
premise is novel relative to a political culture if the premise has not been
introduced in public deliberation before and almost all the members of the
culture have not considered the premise before. Definition.
5. A
novel premise is not a public reason.
From 1, 2, and 4.
6.
Rawls's ideal of public reason excludes novel premises from public
debate. From 3 and 5.
7.
There are novel premises that once stated are plausible or
interesting. Assumption.
8.
The inclusion of plausible or interesting novel premises in public
debate is desirable, (a) because inclusion of novel premises will improve the
quality and hence the outcome of public deliberations, and (b) because the
inclusion of novel premises will be of benefit to those who are exposed to
them. Assumption.
9.
Rawls's ideal of public reason will have the undesirable consequence of
excluding novel reasons from public political debate. From 6, 7, and 8.
III. EVALUATING THE NOVELTY OBJECTION
With this statement of the novelty objection
in place, we are now in a position to evaluate it. I will develop five replies to the objection. First, I point out that the novelty
objection confuses availability with universal acceptance. Second, I demonstrate that the novelty
objection confuses universal agreement with wide agreement among reasonable
persons. Third, the objection fails to
explain why novel conclusions cannot suffice to fulfill the need for novelty in
the public debate. Fourth, I argue the
novelty objection incorrectly assumes the exclusive view of public reason. Fifth, and finally, I contend that the case
for a Rawlsian ideal of public reason does not rest on the so-called "myth
of the framework."
A. The Novelty Objection Fails to Distinguish Availability from
Acceptance
The first and most fundamental problem with
Waldron's statement of Rawls's position is that Waldron misunderstands the
criteria for public reasons. Waldron assumes that for a reason to be *1477
public in Rawls's sense, it must be accepted by the public at large. Recall, however, that what Rawls said was a
bit different; Rawls referred to reasons "now widely accepted, or
available, to citizens in general."
A reason may be available to the public, even if it is not yet accepted
by the public. Indeed, there is no
reason for the inclusive or wide ideal of public reason to exclude a novel
argument if the argument is one that could be
widely accepted if it were considered by the public at large--in other words,
if it were publicly available. The
liberal principle of legitimacy states that the exercise of political power is
justifiable only when it is exercised in accordance with constitutional
essentials that all citizens may reasonably be expected to endorse in light of
principles and ideals acceptable to them as reasonable and rational. Although Rawls may occasionally have stated
his ideal of public reason in terms of preexisting agreement among citizens
about the premises of political argument, there is nothing in his underlying
arguments that requires this restriction.
Once this misconception is cleared away,
Waldron's objection loses most of its force.
The criterion for public reason is not universal prior acceptance. Rather, public reasons are those that could
be widely shared by those who considered them, and these can be as novel as one
likes. No prior conditions to the
admissibility of an idea into public reason attach, except those which are
directly attendant to whether the reason is available. Prior acceptance is one route to
availability, but it is not the only route.
For example, a reason can be available to a given citizen because it
fits with the citizen's other beliefs.
Another route of availability would be deductive; a reason is available
to a citizen if that reason follows from the citizens other beliefs. A reason may be available if it is
intuitively plausible and does not contradict any of the citizen's other firmly
held beliefs. A reason might be available, because it can be accommodated by
natural expansions or extensions of the citizens current system of belief. Even a reason that contradicts current
beliefs might be available if minor adjustments would render the whole system
of belief more attractive with addition of the novel reason. This list of possibilities is just the
beginning, for we can surely imagine a host of other mechanisms by which a
novel reason could become available.
B. The Novelty Objection Confuses Universal Agreement with Wide
Agreement Among
Reasonable Persons
There is a second difficulty with step
one. There is surely at least one
citizen who disagrees with almost every possible premise of public *1478
political argument. If public reason required universal agreement on premises,
then public political debate would be impossible. [FN52] The principle of charity in interpretation
suggests that we ought to look for an interpretation of Rawls's views that does
not render those views nonsensical. Moreover, the text of Political Liberalism,
Rawls's most complete published statement on public reason, does not easily
support this interpretation. Rawls's own statement of what is allowed by public
reason--"plain truths now widely accepted, or available, to citizens in
general"--suggests that "an existing premise that would, if
considered, be widely accepted" would be more accurate than "an
existing premise that everybody already shares."
Even an exclusive ideal of public reason--for example, one that excluded
all nonpublic reason from public political debate--would allow for premises
that are not already shared. To take an
obvious example, an exclusionary principle of public reason would allow factual
premises that are accessible to common sense or ordinary science, even though
these are not "premises that everybody already shares." Moreover, when it comes to matters of
political morality, there are many values that, while not the subject of universal
agreement, are nonetheless widely shared.
A final point should be made with respect to
this second reply to the novelty objection.
The second reply combines with the first. Rawls need not limit public reasons to those which are widely
accepted now. With respect to Waldron's
category of novel premises, the proper question is whether the novel premise,
if given due consideration, could be widely shared, that is, whether it is
widely available. Neither universal
acceptance nor universal availability is required.
C. The Novelty Objection Fails to Explain Why Novel Conclusions
Cannot Suffice
At this point, I take up steps one and eight
in my reconstructed version of the novelty objection. Recall my statement of these steps. Step one:
1.
Rawls's ideal of public reason counts a reason as public if and only if that reason is (a) itself an existing premise
that everybody already shares, or (b) it follows from an argument *1479
that has only existing premises that everybody already shares as premises. Assumption.
And step eight:
8.
The inclusion of plausible or interesting novel premises in public
debate is desirable, (a) because inclusion of novel premises will improve the
quality and hence the outcome of public deliberations, and (b) because the
inclusion of novel premises will be of benefit to those who are exposed to
them. Assumption.
If step one were to end at the conclusion of
subpart (a), the resulting interpretation of Rawls results in a rather
implausible version of a liberal ideal of public reason. Presumably, there is no need for public
deliberation if everyone already agrees on everything. Subpart (b) allows novel conclusions to
count as public reasons if they are supported by universally shared
premises. We have already established
that "universally shared" is too strong--and "widely
available" is a more accurate statement of Rawls's position--but at this
point I focus on another issue. Thus,
the contrast will be between public reasons, whatever those are on the best
Rawlsian account, and novel reasons.
The inclusion of subpart (b) provides one
mechanism for the introduction of novel arguments into public political
debate. No violation of the principle
of exclusion specified in step one would
occur if a citizen used shared political values and factual arguments supported
by common sense or ordinary science to argue for a new principle of political
morality. I take it that something like
this has occurred over the course of the last century or so with respect to the
right to privacy, a principle of political morality that is, at least in some
sense, new.
At this point, I think that it is important
to notice an assumption that is implicit in Waldron's use of the term
"premise." He has implicitly
adopted a deductive model of argumentation.
The notion is that there are premises and conclusions, and that a sharp
distinction can be drawn between them.
Of course, we may take something as a premise in one context and as a
conclusion in another. Propositions
that can be supported by good and sufficient reasons may be assumed for the
purpose of argument. But there are at
least some premises that are not supported by reasons. Novel premises may be like this; *1480
recall that Waldron posits a "premise that no one has ever thought of
before, but which, once stated, sounds plausible." [FN53]
But of course, there are other models of
political argument. In this connection,
recall Rawls's idea of reflective equilibrium:
In searching for the most favored
description of this situation we work from both ends. We begin by describing it so that it represents generally shared
and preferably weak conditions. We then
see if these conditions are strong enough to
yield a significant set of principles.
If not, we look for further premises equally reasonable. But if so, and these principles match our
considered convictions of justice, then so far well and good. But presumably there will be
discrepancies. In this case we have a
choice. We can either modify the
account of the initial situation or we can revise our existing judgments, for
even the judgments we take provisionally as fixed points are liable to
revision. By going back and forth,
sometimes altering the conditions of the contractual circumstances, at others
withdrawing our judgments and conforming them to principal, I assume that
eventually we shall find a description of the initial situation that both
expresses reasonable conditions and yields principles which match our
considered judgments duly pruned and adjusted.
This state of affairs I refer to as reflective equilibrium. [FN54]
Thus, a reason could well be the
"conclusion" of an argument from public reasons using the method of
reflective equilibrium, even if the reason was not the conclusion of a
deductive argument with public reasons as its only premises. The category of novel premises should be
limited to those novel reasons which "no one has ever thought of before,
but which, once stated, sound [[ ] plausible or interesting," [FN55] and which cannot
be supported by an argument using the method of reflective equilibrium, where
existing public reasons are brought into reflective equilibrium with the novel
reason. The question that Waldron must answer is whether
the novelty objection has much force, once the category is narrowed in this
way. Recall that step eight of the
reconstructed argument assumes that novel premises add *1481 great value
to political deliberation, but it is not clear that novel conclusions will not
do the job.
Thus, the third problem with the novelty objection
is that it applies only to a subset of novel political arguments--those that
cannot themselves be supported by considerations of public reason--and that it
is at least an open question whether this category is sufficiently substantial
to underwrite the novelty objection.
D. The Novelty Objection Incorrectly Assumes the Exclusive View of
Public
Reason
The force of Waldron's objection, as applied
to Rawls's view, is further blunted by the fact that Waldron assumes a Rawlsian
ideal of public reason must be exclusive, that is, it must exclude all
nonpublic reasons, when the best Rawlsian view is an inclusive or wide
view. This assumption is stated at step
three in our reconstruction of Waldron's argument:
3.
Rawls's ideal of public reason excludes premises from public political
debate unless the premises are public reasons.
Assumption.
Step three expresses an inaccurate
interpretation of Rawls's position. The better interpretation is that Rawls
adheres to an inclusive or wide view of public reason.
The arguments for my interpretation of Rawls
on this point are referred to above. [FN56] The wide or
inclusive ideal of public reason only excludes nonpublic reasons in those cases
in which the proviso--that in due course participants in public political
debate support the political measures they propose in terms of the principles
and values of a public political conception of justice--is not met. One can imagine that novel political
arguments would be introduced in cases in which the proviso was satisfied, that
over time these novel arguments would become part of the public political
culture, and thus, that eventually, the novel arguments would become public
reasons.
There may remain a category of cases in
which a novel political argument which could not itself be supported by public
reasons would violate the proviso, because the novel argument is only relevant
in contexts in which the public-reason-in-due-course proviso could not *1482
be met. Even in these cases, the nonpublic reason could be introduced outside
of public political debate, in the background culture. Thus, the novel argument might first be
introduced in academic discourse or even in an opinion piece in a newspaper or
journal of public circulation, so long as the author did not advance the
argument as an already sufficient reason for political action. Again, one can imagine a process by which
such novel arguments came, over time, to be viewed as public reasons.
Once this final qualification is in place,
it is not clear whether Waldron's argument has any force. Although Waldron is surely right to be
terrified by the prospect of a culture where the only arguments we hear are
those with which we already agree, [FN57] general adherence to Rawls's wide ideal of public reason
would not produce such a sterile landscape.
E. The Case for a Rawlsian Ideal of Public Reason Does Not Rest on
"The Myth of
the Framework"
At this point, my answer to the novelty
argument is essentially complete. There
is one final point that needs to be addressed.
Recall that Waldron argues that the notion that public reason must
exclude novel arguments rests on the so-called "myth of the
framework," supposedly, the Wittgensteinian view that agreement in judgments
is necessary for communication to take place.
Is Rawls committed to such a view?
It is true that there are strongly Wittgensteinian elements in Rawls's
work. Consider the following passage in
Rawls's discussion of political constructivism, a topic that is to the side of
the issues we have addressed so far:
I do not say that there being an objective
order of political reasons consists in various activities of sound reasoning,
or in the shared practice thereof, or in its success. Rather, the success of the shared practice among those reasonable and rational is what warrants
our saying that there is an order of reasons.
The idea is that if we can learn to use and apply the concepts of
judgment and inference, and ground and evidence, as well as the principles and
standards that single out the kind of facts to count as reasons of political
justice; and if we find that by reasoning in the light of these mutually
recognized criteria we can reach agreement in judgment; *1483 or if not
agreement, that we can in any case narrow our differences sufficiently to
secure what strikes us as just or fair, honorable or decent, relations between
us; then all this supports the conviction that there are objective reasons. [FN58]
Rawls continues by stating that being able
to state sufficient reasons for judgment "is already the best possible
explanation of the beliefs of those who are reasonable and rational. At least for political purposes, there is no
need to go beyond it to a better one, or behind it to a deeper one." [FN59] The insistence
that there is no need for deep explanations is characteristically
Wittgensteinian, and this is confirmed in the footnote to the previous
quotation, in which Rawls says, "We cannot ground these principles and
canons on something outside reason. Its
concepts of judgment and inference, and the rest, are irreducible. With these concepts explanations come to and
end; one of philosophy's tasks is to quiet our distress at this thought." [FN60] The parallel to
Wittgenstein's Philosophical Investigations
is unmistakable; as Wittgenstein says, "Explanations come to an end
somewhere." [FN61] This Wittgensteinian idea is connected with
the passage quoted by Waldron. The fact
that we agree in judgments is connected to the fact that explanations must come
to an end: explanations can end
precisely because we do agree in judgments.
Two points need to be made here. First, Rawls has attempted to construct his
political theory so that it is not dependent on any particular views in
metaphysics, epistemology, or the philosophy of language. Rawls may be a Wittgensteinian, but justice
as fairness is not per se a Wittgensteinian theory. [FN62]
Second, even if we assume that a
Wittgensteinian thesis about agreements in judgments is deeply entrenched in
Rawls's theory, it is not clear that this thesis is in any way inconsistent
with the inclusion of startling or novel premises in public political debate.
Indeed, the Wittgensteinian thesis might
offer an account of how novel premises can be included in public political
debate. It may be that not all of our
agreement in judgments is captured by the *1484 arguments that we have
already made. A novel reason may
express a shared judgment. Moreover,
our judgments are corrigible--they can change in response, for example, to
perspective altering events: the Civil
War, the Holocaust, the Oklahoma City bombing.
A novel reason may express a newly found agreement in judgments. There is nothing in the best Rawlsian ideal of
public reason that precludes citizens from advancing novel reasons expressing
changing agreements in judgments, so long as those judgments could be widely
shared by--or available to--their fellow citizens.
IV. CONCLUSION
The novelty objection fails, at least if its
purpose is to show that the best Rawlsian ideal of public reason is
inadequate. There are several different
ways in which a Rawlsian ideal of public reason can allow the expression of
novel reasons. The conclusions that we
have developed so far, can be restated as follows:
1.
The use of novel premises in public political debate does not violate
the ideal, even if they are not universally accepted by the public at large, so
long as they are widely available--that is, they would not be rejected as
unreasonable by substantial numbers of reasonable citizens. Because wide availability is the criterion
for public reason, only novel premises that are unavailable count as nonpublic
reasons.
2.
The use of novel conclusions in public political debate does not violate
the ideal, and the range of novel reasons that can be seen as conclusions is
quite broad, once it is understood that deduction can be supplemented by the
method of reflective equilibrium.
3.
The introduction of nonpublic novel premises in public political
argument is allowed by the inclusive or wide view of public reason, so long as
the nonpublic novel premise is used in a supporting or supplementary role and
the public reason is given in due course.
4.
Nonpublic novel premises may be introduced in the background culture,
and if such premises gain acceptance there, they may then be introduced into
public political debate.
At this point, the burden is on the
proponent of the novelty objection to show that there is a significant class of
novel reasons that would not be allowed into public debate in one of these four
ways. Rawl's *1485 own most
recent statement on public reason makes it clear that he does not conceive of
public reason as static or unchanging:
It is crucial that public reason is not
specified by any one political conception of justice, certainly not by justice
as fairness alone. Rather, its
content--the principles, ideals, and standards that may be appealed to-- are
those of a family of reasonable political conceptions of justice and this
family changes over time. These
political conceptions are not for course compatible and they may be revised as
a result of their debates with one another.
Social changes over generations also give rise to new groups with
different political problems. Views
raising new questions related to ethnicity, gender, and race are obvious
examples, and the political conceptions from
these will debate the current conceptions.
The content of public reason is not fixed, any more than it is defined
by any one reasonable political conception. [FN63]
Rawl's statement of his position reinforces
the arguments that have already been adduced in support of an inclusive or wide
interpretation of his position. Waldron
is wrong to believe that novel reasons cannot be public ones.
This is not to say that there is nothing to
be learned from the objection.
Confronting the objection requires the clarification of a liberal ideal
of public reason. In particular,
answering the objection illuminates the ways in which public reason can change
over time. At any given time, a wide
variety of novel arguments would be allowed by an inclusive ideal of public
reason. Public reason will evolve in response to novel arguments, new
knowledge, changing circumstances, and shifts in our shared judgments. The novelty objection does not give us
grounds to reject the best Rawlsian ideal of public reason. We can be civil to one another and at the
same time say something new.
[FNd]. (c) by the Author.
[FNa]. Professor of Law and William M. Rains Fellow, Loyola Law
School, Loyola Marymount University. I
owe thanks to Sharon Lloyd and John Rawls for their
illuminating comments on a draft. This
Essay is dedicated to Jean Hampton and Greg Kauka, my first teachers in
political philosophy. They are greatly
missed.