1. The
General Theory of Law and Marxism*
Introductory Note
Pashukanis' place in the history
of legal philosophy and legal practice is secure primarily due to his treatise The General Theory of Law and Marxism. This
small book, first published in 1924, has now been translated into several
Western and Eastern languages, but the English translation of the first edition
appears for the first time below.
When General Theory first appeared it is doubtful that anyone, least of
an Pashukanis himself, could have foreseen its immediate success and the
meteoric rise of its author within Marxist legal philosophy and the Soviet
legal profession. Pashukanis was merely one of a dozen authors in the Soviet
Union to publish on the Marxist theory of law and state during the years 1923
to 1925. In fact, he was one of the less well‑known authors whose works
appeared during this early flowering of Soviet legal philosophy. It was a crowded
and distinguished field which included the Marxist philosopher Adoratsky; the
pupil of Petrazhitsky, M. A. Reisner; the jurist and civil war hero Nikolai
Krylenko; and of course Piotr Stuchka, an Old Bolshevik and the Soviet Russian
founder of Marxist legal philosophy. Nonetheless, Pashukanis' General Theory was feted by the
reviewers and quickly came out in successive editions which included several
printings. Few other authors in this period had their books reprinted, let
alone issued in a new edition.
No one was more forthcoming in
his praise of the young Pashukanis than
* Obshchaia teoriia prava i marksizm:
Opyt kritiki osnovnykh iuridicheskikh poniatii (1924), sotsiahsticheskoi akademii, Moscow, 1st
edition.
38 PASHUKANIS:
SELECTED WRITINGS
Stuchka. Stuchka had pioneered
the post‑Marxian critique of bourgeois jurisprudence, postulating that
law is a class concept with an empirical basis in social material
interrelationships. With the publication of Pashukanis' critique of
bourgeoisjuris prudence, Pashukanis recognized him as a comrade‑in‑arms
in the "revolution of the theory of law". Stuchka's praise thrust
Pashukanis from academic obscurity to the forefront of the "revolution of
the law". Stuchka readily conceded that Pashukanis' commodity exchange
theory of law supplemented and generally superseded his own "incomplete
and greatly inadequate general doctrine of law".
Nevertheless, in the first
edition of General Theory, Pashukanis
was critical of Stuchka's definition of law, arguing that the effect of
Stuchka's perspective was that legal relationships were indistinguishable from
social relationships in general. In the second edition of General Theory, published in 1926, Pashukanis reiterated this
criticism, insisting that "the elements which chiefly provide the material
for the development of the legal form can and should be segregated from the
system of relationships which are responsive to the dominant class . . .".
Pashukanis had resolved the
problem of Stuchka's definition by specifying that the fact of equivalence,
based on commodity exchange, was the distinctive characteristic of the legal
relationship and that it was this which distinguished law from all other social
relationships. The second edition of General
Theory was met by an equally positive reception. A reviewer in the
newspaper Izvestiia, in particular,
credited Pashukanis with the perfection of Stuchka's initial definition. Pravda's reviewer of the second edition
essentially subscribed to Pashukanis' theory as well. These favourable reviews,
among others, were particularly important, moreover, because they appeared in
the political press and therefore implicitly signified formal and authoritative
approval of Pashukanis' theory.
The second edition of General Theory appeared in a more
attractive format reflecting the new prestige that the author and his book had
acquired. This was a corrected and supplemented edition which entailed raising
some material from footnotes to text, and which generally clarified certain
parts of the text through brief emendations. For instance, on the state‑an
underdeveloped topic in the first edition‑Pashukanis added:
Even if legal intercourse can be
conceived in terms of pure theory as the reverse side of the exchange
relationship, its practical realization nevertheless requires the presence of
general patterns more or less firmly established, the elaborate formulation of
rules as applied to particular cases, and finally a special organization [the state] which would apply these patterns
to individual cases and guarantee that the carrying out of the decisions would
be compelled.
GENERAL
THEORY 39
Elsewhere in the second edition,
Pashukanis refined and sharpened his statements on the relationship between law
and feudalism declaring, for instance, "explanation of the contradiction
between feudal property and bourgeois property must be sought in their
different exchange relationships". The third edition of General Theory appeared in 1927. It
entailed only marginal changes of the revised second edition, and served as the
basis for the first translation into English of Pashukanis' General Theory. *
The third edition of General Theory subsequently encompassed
several printings, and eventually foreign translations, whereby its author and
his commodity exchange ~theory of law entered and acquired their place in the
history of legal philosophy.
* See J. Hazard (ed.), Soviet
Legal Philosophy (1951), Harvard University Press, Cambridge, translated by
H. Babb, pp. 111‑225.
The General
Theory of
Law and
Marxism
INTRODUCTION
The Tasks of the General Theory of Law
The general theory of law may be
defined as the development of the basic, i.e. the most abstract juridic
concepts. The latter include, for example, such definitions as "legal
norm", "legal relation", "subject of law" etc. Because
of their abstract nature, these concepts are equally applicable to any branch
of law; their logical and systematic meaning remains the same irrespective of
the specific content to which they are applied. No one would deny, for example,
that the concepts of a subject of civil law and a subject of international law
are subordinate to the more general concept of a subject of law as such and
that, therefore, this category may be defined and developed independently of
its specific concrete content. On the other hand, if we remain within the
limits of any one branch of law, then we may say that these basic legal
categories do not depend on the specific content of legal norms, in the sense
that they retain their significance whatever the changes in the specific
material content.1
We therefore conclude that
developed juridic thought, whatever the material to which it is applied, cannot
do without a certain number of highly abstract and general definitions.
Nor may our Soviet jurisprudence
do without them if it is to remain jurisprudence, i.e. if it is to answer to
its immediate practical tasks. The basic, i.e. formal, legal concepts continue
to be in our codes and in the commentaries corresponding to them. The method of
legal thought also remains in operation with its specific approaches.
But does this prove that the
scientific theory of law must be occupied with the analysis of these
abstractions? A rather widespread
GENERAL THEORY
41
view assigns a purely artificial
and technical significance to the basic and most general legal concepts.
Dogmatic jurisprudence, we are informed, uses these designations for the
purpose of convenience and only for convenience. They have no other theoretico-cognitive
significance. However, the fact that dogmatic jurisprudence is a practical, and
in a certain sense a technical discipline, still does not provide grounds for
the conclusion that its concepts may not enter into the structure of the
corresponding theoretical discipline.2 Political economy itself
began its development with practical questions primarily of monetary
circulation‑it originally intended to show "the methods by which
governments and nations acquire wealth". Nevertheless, in these technical
suggestions we already find the bases of those concepts which, in deeper and in
enriched form, entered the structure of
a theoretical discipline political economy.
Is jurisprudence able to develop
into a general theory of law without thereby transforming itself either into
psychology or into sociology? Is it possible to analyse the basic definitions
of the legal form in the way that political economy analyses the basic and most
general definitions of the form of a commodity or of value? These are questions
whose solution depends on the possibility of considering a general theory of
law as an independent theoretical discipline.
Sociological and psychological
theories (sic) of law are distinguished by the fact that they simply ignore
this problem. From the very beginning, they operate with concepts of an extra‑juridical
nature, and if they also examine legal definitions, then it is only for the
purpose of declaring them "fictions", "ideological
fantasies", "projections" and so on. Upon first sight this
naturalist or nihilist approach undoubtedly commands a certain sympathy, and
particularly so if one contrasts it with the ideological theories of law which
are saturated thoughout with teleology and moralizing. After lofty phrases on
"the eternal idea of law" or "the absolute significance of the individual",
the reader seeking a materialist explanation of law turns with great interest
to theories which treat law as the result of a struggle of interests, as a
phenomenon of state coercion, or even as a process played out in the real human
psyche. Many Marxist comrades have thought it sufficient to introduce the
element of class struggle into these theories,
42 PASHUKANIS:
SELECTED WRITINGS
to obtain a truly materialist
Marxist theory of law. As a result, however, we obtain a history of economic
forms with a more or less weak legal colouring, or a history of institutions,
but by no means a general theory of law.3 Moreover, on the one hand
bourgeois jurists, Gumplowicz for example, in trying to present more or less
materialist views, consider themselves obliged, so to speak, ex professio, to
ponder the arsenal of basic legal concepts even if only to declare them
artificial and conventional constructs. Marxist authors, on the other hand, as
individuals with no responsibilities to jurisprudence, simply and silently have
usually avoided formal definitions of the general theory of law, devoting all
their attention to the concrete content of legal norms and the historical
development of legal institutions.4
In refusing to analyse basic
legal concepts, however, we obtain only a theory which explains the development
of legal regulation by the material needs of society and, consequently, the
correspondence of legal norms to the material interests of given social
classes; but legal regulation itself, despite the wealth of historical content
which we embed in it as a concept, remains analysed as a form. Instead of
seeing the completeness of its internal parts and relationships, we will be
forced to use poor and approximately observed characterizations of law‑‑so
approximate that the borders between the legal and other spheres are entirely
erased.5
Such an approach can hardly be
considered correct. The history of the economy may be described entirely without
the finer points and details, say, of the theory of rent or wages. But what
could we say about a history of economic forms in which the basic categories of
economic theory‑value, capital, profit, rent etc.‑were diffused in
a vague and undifferentiated concept of economy? We are not even speaking of
how the attempt to present such history as a theory of political economy would
be received. However, in the area of the Marxist theory of law, this is in fact
the situation. It is of course possible to console oneself with the fact that
even the jurists themselves are still seeking, and cannot find, definitions for
their concept of law. However, if most of the textbooks on the general theory
of law usually begin with a certain formula, well‑defined and externally
exact, in fact even this formula gives us merely a confused, approximate and
undifferentiated concept of law in general. It may be affirmed as axiomatic
that we understand law least of all from these definitions and that, on the
contrary, the relevant scholar will
GENERAL THEORY
43
allow us a better understanding
of the form of law the less attention he devotes to its definition.
The cause of this is entirely
clear: such a complex concept as law cannot be exhausted by defining it
according to the rules of the school of logic per genus et differentia specifica.
Unfortunately, even those few
Marxists who have dealt with the theory of law have not avoided the temptations
of scholastic wisdom. Renner, for example, grounds his definition of law in the
concept of an imperative addressed by society (as a person) to the individual.6
This simple construct seems entirely sufficient for him to investigate the
past, present and future of legal institutions.
The basic flaw in formulae of
this type is their inability to embrace the concept of law 'in its actual
movement, revealing the. plenitude of its internal parts and relationships.
Instead of displaying the concept of law in its most final and exact form, and
thereby showing the significance of this concept for a specific historical
period, they present us with purely verbal general propositions about
"external authoritarian regulation"‑which apply equally well to
all periods and stages of development of human societies. A complete analogy to
this is provided by those attempts to give a definition of the concept of
economy (in political economy) which would include all historical periods. If
economic theory consisted in such fruitless scholastic generalizations, it
would hardly deserve the title of a science.
Marx, as is well known, begins
his research with the analysis of commodities and value, and not with opinions
about economy in general. This is because economy, as a particular sphere of
relations, is differentiated with the appearance of exchange. So long as the
relationships of exchange‑value are absent, economic activity may only
with difficulty be separated from the remaining totality of life functions with
which it constitutes a single synthetic whole. A purely natural economy may not
be the object of political economy as an independent science. Only commodity‑capitalist
relationships comprise, for the first time, the object of political economy as
a distinct theoretical discipline which uses its own specific concepts.7
Our observations here may be
transferred to the general theory of law. The basic juridic abstractions, which
are‑ produced by the development of juridic thought, and which are the
closest definitions of the legal form, in general reflect specific and very
complex social
44
PASHUKANIS: SELECTED WRITINGS
relationships. The attempt to
find a definition of law which would correspond not only with these complex
relationships, but also with "human nature" or "human
relationships" in general, must inevitably lead to scholastic and purely verbal
formulae.
When we have to move from these
inanimate formulae to the analysis of the legal form‑as we meet it in
reality‑we inevitably encounter a series of difficulties. These
difficulties are only overcome by strategies which are obviously contrived. For
example, having been given a general definition of law, we are usually taught
that in fact there are two types of law: subjective and objective, ius agendi
and norma agendi. Moreover, the possibility of such a dichotomy is not at all
anticipated in the definition itself; it therefore becomes necessary either to
deny one of the species, declaring it to be a fiction, a fantasy etc. or to
establish a purely external link between the general concept of law and its two
species. However, this duality in the nature of law‑its dissolution into
a norm and a power‑has a significance no less essential than the
dichotomy of a commodity into exchange‑value and use‑value.
Law as a form cannot be
understood outside of its immediate definitions. It exists only in antitheses:
objective law/subjective law, public law/private law etc. These basic
limitations must, however, be attached mechanically to the basic formula if the
latter is constructed with the intention of it embracing all periods and stages
of social development, including those which did not even know such contrasts.
Only bourgeois‑capitalist
society creates all the conditions necessary for the legal element in social
relationships to achieve its full realization. If one leaves aside the culture
of primitive peopleswhere law can only with difficulty be segregated from the
general mass of social phenomena of the normative order‑then even in
medieval Europe, legal forms were distinguished by their extreme
underdevelopment. The aforementioned contrasts were combined into a single
undifferentiated whole. There was no distinction between law as an objective
norm and law as a power. A norm of a general nature was not distinguished from
its specific applications; correspondingly, judicial and legislative activities
were merged. The contrast between public and private law was entirely hidden
both in the organization of the Mark and the organization of feudal power.
There was no contradiction, so characteristic of the bourgeois
GENERAL
THEORY
45
period, between man as a private
person and man as a member of a political union. A long process of development
was necessary in order for the boundaries of the legal form to crystallize with
full distinctiveness. The main arena of this was the city.
The dialectical development of
basic juridic concepts therefore gives us not only the form of law, in its most
overt and elemental nature, but also reflects the real historical process of
development. This is nothing other than the process of the development of
bourgeois society.
Objections may be raised that the
general theory of law, as we understand it, is a discipline which deals only
with formal and contrived definitions and artificial concepts. No one doubts
that political economy studies something which really exists, although Marx
warned that such objects as value, capital, profit, rent etc. "cannot be
discovered with the aid of a microscope and chemical analysis". The theory
of law operates with abstractions which are no less "artificial"; the
methods of research in the natural sciences cannot discover a "legal
relation" or a "subject of law"; but very real social forces are
hidden behind these abstractions.
From the perspective of a man
living in a natural economic environment, the economics of value relationships
would appear just as artificial a distortion of simple and natural objects as
juridic reasoning appears to the good judgement of the "average" man.
To think that the basic concepts
which express the meaning of the legal form are the product of arbitrary
thought processes. is to fall into the same mistake which Marx noted among the
teachers of the eighteenth century. As the latter, in Marx's words, were unable
to account for the origin and development of the puzzling forms assumed by
social relationships, so they sought to denude them of their strange appearance
by ascribing them to a conventional origin.
It is impossible to deny that a
significant proportion of juridic concepts in fact have a very transient and
artificial nature. Such, for example, are most of the concepts of public law.
We shall try to explain the causes of this phenomenon below. But now we shall
confine ourselves to the observation that the form of value, under conditions
of a developed commodity economy, becomes universal; it assumes, along with its
original expressions, a series of derivative and ephemeral expressions which
emerge as the selling price of objects which are not products of labour (land),
and which are
46
PASHUKANIS: SELECTED WRITINGS
completely unrelated to the
process of production (e.g. military secrets bought from a spy). This does not
prevent value, as an economic category, from being understood from the
perspective of the socially necessary labour expenditures required for the
production of one product or another. Likewise, the universality of the legal
form must not prevent us from searching for the relationships which constitute
its real foundation. We will show that those relations which are defined as
public law are not this foundation.
Another objection to our
conception of the tasks of the general theory of law consists in the argument
that the abstractions which he at the basis. of the analysis are recognized as
essential only to bourgeois law. Proletarian law, we are told, must find other
generalizing concepts for itself, and indeed this search should constitute the
task of the Marxist theory of law.
At first sight this appears as a
serious objection; yet it rests on a misunderstanding. To demand its own new
generalizing concepts for proletarian law appears to be a revolutionary direction
par excellence. But this is to
proclaim the immortality of the legal form since it tries to wrench this form
away from those definite historical conditions which enable its full fruition,
and to declare it capable of constant renewal. The withering away of the
categories (but not the injunctions) of bourgeois law does not signify their
replacement by new categories of proletarian law. Similarly, the withering away
of the categories of value, capital, profit etc. during the transition to
socialism, will not mean the appearance of new proletarian categories of value,
capital, rent etc.
The withering away of the
categories of bourgeois law will under these conditions signify the withering
away of law in general, i.e. the gradual disappearance of the juridic element
in human relationships.
As Marx pointed out in The Critique of the Gotha Programme, the
transitional period is characterized by the fact that human relationships will
for a time involuntarily be limited by the "narrow horizon of bourgeois
law". It is interesting to analyse what, in Marx's opinion, constitutes
this narrow horizon of bourgeois law. Marx assumes a social order in which the
means of production belong to an society, and in which the producers do not
exchange their products. He thus takes a stage which is higher than the New
Economic Policy in which we live. The market relationship has already been
completely replaced by an organizational relationship and, in accordance
GENERAL THEORY
47
with this, "the labour
expended in products is not reflected in the form of value essential to those
products, since here, in contrast to capitalist society, individual labour no
longer exists in an indirect way but directly as a component part of collective
labour".8 But even with the elimination of the market and
market exchange, the new communist society, in Marx's words, must for some time
bear "in every respect, economically, morally and intellectually, the
clear imprint of the old society from whose womb it appeared". This is
reflected in the principle of distribution, whereby "the individual producer
receives (after deductions have been made) from society exactly what he
contributes to it". Marx stresses that despite the radical changes in
content and form, "the same principle prevails as that which regulates the
exchange of commodities: a definite amount of labour in one form is exchanged
for the same amount of labour in another form". To the extent that the
social relationships of the individual producer continue to preserve the form
of equivalent exchange, so too they continue to preserve the form of law.
"By its very nature, law is merely the application of an equal
scale." But this ignores inherent differences in individual ability, and
therefore "by its content this law, like every law, is a law of
inequality". Marx says nothing about the necessity of state power which
would forcefully ensure the fulfilment of these norms of "unequal"
law preserving its "bourgeois limitations", but this is necessarily
understood.9 Once the form of the equivalent relationship exists,
this means that the form of law exists, that the form of public, i.e. state
authority exists, which therefore remains for a period even when classes no
longer exist. The complete withering away of state and law will be
accomplished, in Marx's opinion, only when "labour has ceased to be a means
of life and has become life's prime want", when the productive forces have
expanded with the all‑round development of the individual, when everyone
labours voluntarily in accordance with his own abilities, or, as Lenin says,
"when the individual does not calculate with the heartlessness of a
Shylock whether he has worked half an hour longer than anyone else", in a
word, when the form of equivalent
relations will be finally overcome.
Marx therefore envisioned the
transition to developed communism, not as a transition to new forms of law, but
as the withering away of the legal form in general, as the liberation from this
48
PASHUKANIS: SELECTED WRITINGS
inheritance of the bourgeois age
which the bourgeoisie was itself condemned to endure.
At the same time Marx indicates
that the basic condition for the existence of the legal form is found in the
economy, in the matrix of labour expenditures according to the principle of
equivalent exchange, i.e. he revealed the innermost connection between the form
of law and the form of commodities. Depending on the condition of its
productive forces, a society which is compelled to preserve equivalent exchange
between labour expenditure and compensation in a form even remotely resembling
the exchange of commodity values, will be
compelled also to preserve the form of law. Only proceeding on this basis
is it possible to understand why a whole series of other social relationships
assume a legal form. But therefore to conclude that courts or laws will always
remain, or that even under maximum economic prosperity certain crimes against
the person etc. will not disappear, is on the contrary to identify secondary
and derivative elements as the main and basic. Indeed, even advanced bourgeois
criminology has theoretically concluded that the struggle against crime may be
seen as a medical‑pedagogical task for whose solution the jurist‑with
his "categories of crime", codes, concepts of guilt, "full or
diminished responsibility", with his fine distinctions between
participation, abetting and inciting etc.‑is perfectly unnecessary. And
if this theoretical belief has not yet led to the elimination of criminal codes
and judges, then this is because transcending the form of law is related not
only to advancing beyond the horizons of bourgeois society, but also to the
radical liberation from all remnants of the past.
In criticizing bourgeois
jurisprudence, scientific socialism must model itself on the criticism of
bourgeois political economy furnished by Marx. For this it must first repair to
enemy territory. In other words it must not discard those generalizations and
abstractions which were developed by bourgeois jurists who proceeded from the
needs of their time and class, but must put them at the basis of its analysis
to reveal their true significance, that is, the historical formation of the
legal form.
Every ideology disappears with
the social relations which produced it. But this final disappearance is
preceded by a moment when an ideology, under the blows of criticism levelled at
it, loses its ability to mask and surround the social relations from which it
arose.
GENERAL THEORY
49
The expose of the roots of an
ideology is a true sign of its imminent end. As Lassalle says, "the dawn
of a new age always consists in the consciousness of what the previous reality
actually was."10
CHAPTER
I
Methods of Constructing the Concrete in the
Abstract
Sciences
Every generalizing science, in
studying its subject matter, turns to one and the same reality. One
observation, for example the observation of the movement of heavenly bodies
across the meridian, may provide conclusions for both astronomy and pyschology.
And one fact, ground rent for example, may be the object of political economy
or law. The difference between various sciences depends, therefore, essentially
on their respective methodological and ontological approaches. Every science
has its particular method, and by this method it seeks to reproduce reality.
Moreover, each science constructs a concrete reality with all its wealth of
forms, relations and dependencies, as the result of the combination of the most
simple elements and abstractions. Psychology seeks to reduce consciousness to
its simplest elements. Chemistry solves the same task with respect to
substances. When in fact we cannot reduce reality into simpler elements, abstractions
come to our aid. The role of abstractions is extremely important in the social
sciences. The greater or lesser the perfection of abstraction is determined by
the maturity of a given social science. Marx brilliantly explains this with the
example of economic science.
It would seem entirely natural,
says Marx, to begin research with the concrete totality, with the population
living and producing in specific geographical conditions; but this population
is but an empty abstraction without the classes which constitute it; in their
turn, the latter are nothing without the conditions of their existence,
conditions which are wages, profit and rent. The analysis of these assumes the
simplest categories of price, value and, finally, commodities. Proceeding from
these simplest definitions, the political economist reconstructs the concrete
totality not as a chaotic, diffused whole, but as a unity replete with internal
dependencies and relationships. Marx adds, moreover, that the historical
development of
50 PASHUKANIS: SELECTED WRITINGS
science regressed; the
seventeenth‑century economists began with the concrete‑with the
nation, state and population‑in order to arrive at rent, profit, wages,
price and value. However, that which was historically inevitable is by no means
methodologically correct.11
These observations are most
applicable to the general theory of law. In this case, too, the concrete
totality of society, population and the state, must be the result and the final
stage of our conclusions, but not their starting point. For in moving from the
simple to the more complex, from a process in pure form to its more concrete
forms, we can follow a methodologically well‑defined‑and therefore
more correct‑path, than when we hesitantly move with only the diffused
and undissected form of the concrete whole before us.
The second methodological
observation, which must be made here, concerns one peculiarity of the social
sciences. More correctly, it concerns their concepts. If we take some natural
science concepts, for example the concept of energy, then we may of course
establish precisely the chronological moment when it appeared. However, this
date is significant only for the history of science and culture. In natural
science research, as such, the application of this concept is not associated
with temporal limits. The law of the transformation of energy was in effect
before the appearance of Man and will continue after the cessation of all life
on earth. It is extra‑temporal; it is an eternal law. It is possible to
ask when was the law of the transformation of energy discovered, but it is
futile to concern oneself with the question of establishing the moment when
these relations were reflected in that law.
Let us now turn to the social
sciences, or only to political economy, and take one of its basic concepts,
such as value. The real history of value is at once glaringly obvious‑historically,
both in the concept as a component of our thought, and also of the history of
the concept as it constitutes part of the history of economic theory. The
development of social relationships, therefore, gradually transforms this
concept into historical reality. We know exactly what material relationships
were necessary in order for the "Ideal", "imaginary"
quality of the object to assume "real" and therefore decisive
significance. In comparison with the natural qualities which transform the
product of labour from a natural phenomenon into a social phenomenon, we thus
know the real historical substratum of
GENERAL THEORY
51
our cognitive abstractions. At
the same time we are convinced that the limits within which the application of
this abstraction makes sense, correspond with the limits of the real
development of history and are determined by it. Another example, adduced by
Marx, shows this most clearly. Labour, as the simplest relationship of man to
nature, is encountered at all stages of development, but as an economic
abstraction it appears relatively late (compare the succession of schools:
mercantilist, physiocrat, classical). But the development of the concept
corresponded to the real development of economic relationships, obfuscating the
distinction between different types of human labour and substituting labour in
general for it. So, conceptual development corresponds to the real dialectic of
the historical process.12 Let us take another example, external to
political economy‑the state. Here we can observe both how the concept of
the state gradually obtains definitional rigour and finality, developing the
full scope of its definitions, and also how in reality the state develops and
how it is "abstracted" from patrimony and feudalism, and how it is
converted into a self‑sufficient force which "penetrates all social
interstices".
Thus even law, most generally
defined, exists as a form not just in the minds and theories of learned
jurists. It parallels a real history which unfolds itself not as a system of
thought, but as a special system of social relationships. People enter these
relationships not because they have consciously chosen to do so, but because
the conditions of production necessitate it. Man is transformed into a legal
subject in the same way that a natural product is transformed into a commodity
with its mysterious quality of value.
This is a natural necessity which
is confined to the framework of bourgeois conditions of existence. Therefore,
natural law doctrine consciously or unconsciously lies at the basis of
bourgeois theories of law. The natural law school was not only the clearest
expression of bourgeois ideology in the period when the bourgeoisie, acting as
a revolutionary class, formulated its demands openly and consistently; it also
provided a model for the most profound and distinct understanding of the legal
form. It is no accident that the flourishing influence of the doctrine of
natural law closely coincided with the appearance of the great classical
writings of bourgeois political economy. Both schools set themselves the task
of formulating, in the most general and therefore in the most abstract form,
the basic
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PASHUKAINIS: SELECTED
WRITINGS
conditions of existence of
bourgeois society. Bourgeois society appeared to them as the natural condition
of existence of all societies.
Rather than dwelling in more
detail on the changing schools of legal philosophy, we may note some
evolutionary parallels between legal and economic thought. Thus, their
historical direction may in both cases be regarded as a phenomenon of the
feudal aristocracy, and partly also of the petit bourgeois reaction. When their
revolutionary ardour was finally dissipated in the second half of the
nineteenth century, the bourgeoisie ceased to be attracted by the purity and
clarity of classical doctrines. Bourgeois society now sought stability and strong
authority. The central focus of legal theory became not the analysis of the
legal form, but the problem of justifying the coercive power of legal rules. A
unique blend of historicism and legal positivism was created which led to the
denial of all law other than law emanating from the state.
The psychological school of law
may be categorized alongside the psychological school of political economy.
Both try to transfer the object of analysis to the realm of the subjective
conditions of consciousness ("evaluations", "imperative‑attributive
emotion"), failing to see that the corresponding abstract categories
express social relationships in the regularity of their logical structure ocial
relationships which are hidden from individuals and which extend beyond the
limits of their consciousness.
Finally, the extreme formalism of
the normative school (Kelsen) undoubtedly expresses the most recent general
decadence of bourgeois scientific thought. This is accomplished by its
exhaustion in the fruitless subtleties of method and formal logic, and the
tendency to divorce itself from reality. In economic theory a similar position
is occupied by representatives of the mathematical school.
The legal relationship is, in
Marx's phrase, an abstract and one‑sided relationship; but in this it
appears not as the result of the product of the mind of a conscious subject,
but as the product of social development.
"In any historical and
social science, and also in the development of economic categories, it is
always necessary to remember that in reality, and therefore in the mind, the
subject is already given‑here, bourgeois society. Categories therefore
express only the forms of being and the characteristics of existence‑‑often
only of individual aspects of this specific society, this subject."13
GENERAL THEORY
53
What Marx says here about
economic categories is fully applicable to legal categories. The latter, in
their false universality, in fact express particular aspects of a specific
historical subject‑‑of bourgeois commodity production.
In the same Introduction, which
we have repeatedly cited, we find still another profound methodological
observation by Marx. This concerns the possibility of clarifying the meaning of
preceding formations in terms of the analysis of subsequent and more developed
formations. Marx explains that only having understood rent can we understand
tribute, the tithe and the feudal corvée. The more developed form
explains the previous stages in which it existed only embryonically. Evolution,
as it were, reveals those intimations which were hidden in the distant past.
Bourgeois
society is the most developed and perfected historical organization of
production. The categories which reflect its relationships and its
organizations, simultaneously enable comprehension of the structure of the
production relationships of all obsolete social forms‑from whose
fragments and elements this society is erected, partly continuing to bear its
legacy, which it has not succeeded in overcoming, and partly articulating, that
which formally was there only by implication.14
Applying the above mentioned
methodological consideration to the theory of law, we must begin with the
analysis of the legal form in its most abstract and simple aspect, moving
gradually by way of complexity to the historically concrete. In so doing we
must not forget that the dialectical development of concepts corresponds to the
dialectical development of the historical process itself Historical evolution
produces not only successive changes in the content of norms and legal
institutions, but also the development of the legal form itself The legal form
appeared at a certain cultural level in a long embryonic stage, internally
unstructured and barely distinguishable from neighbouring spheres, e.g. mores,
religion. Then, gradually developing, it achieves maximum maturity,
differentiation and precision. This higher stage of development corresponds to
specific economic and social relationships. At the same time this stage is
characterized by the appearance of a system of general concepts theoretically
reflecting the legal system as a distinct whole.
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PASHUKANIS: SELECTED WRITINGS
Accordingly, we can achieve a
clear and exhaustive definition only if we base our analysis on the fully
developed legal form of law which interprets its antecedent forms as its
embryos.
Only then can we perceive law,
not as a characteristic of abstract human society, but as an historical
category which responds to specific social environs
and which is constructed on the contradictions of private interests.
CHAPTER
II
Ideology and Law
In the
recent polemic between Comrade Stuchka and Professor Reisner, an important role
was played by the question of the ideological nature of law.* Relying upon a
handsome collection of citations, Reisner tried to show that Marx and Engels
considered law as one of the "ideological forms", and that the same
view was held by many other Marxist theorists. Of course it is not necessary to
dispute these statements and citations. Likewise, it is impossible to deny the
fact that law is experienced by people pyschologically, in particular in the
form of general principles of rules or norms. However, the task is by no means
to recognize or deny the existence of legal ideology (or psychology), but
rather to show that legal categories have no other significance than the
ideological. Only in the latter case do we recognize Reisner's conclusion as
"necessary", namely, "that a Marxist may study law only as one
of the subtypes
of the
general type ideology". In this little word "only" lies the whole
essence of the matter. We will explain this with an example from political
economy. The categories of commodity, value and exchange‑value are
undoubtedly ideologically produced distortions, mystifying (in Marx's
expression) forms of ideas, in which exchange society imagines a labour bond
between individual producers. The ideological nature of these forms is proved
by the fact that if one goes to other economic structures, the categories (of
commodity, value etc.) lose all significance. Therefore, with complete
justification we may speak of a commodity ideology, or as Marx called it, a
*
This debate is found in M. A. Reisner's critical review of P. 1. Stuchka's The Revolutionary Role of Law and State
(1921); Stuchka's reply appeared in Vestnik
sotsialisticheskoi akademii, no. 3,
1923 [eds.]
GENERAL THEORY
55
"commodity fetishism"
and categorize it in the list of psychological phenomena. This by no means
signifies that the categories of political economy have exclusively psychological significance, that they relate only to experiences, impressions and
other subjective processes. We know very Well that, for instance, the category
of commodity, despite its clear ideological nature, reflects an objective
social relationship. We know that whatever degree this relationship has
developed, its greater or lesser universality, are material factors subject to
inquiry as such, and that it exists not merely in the form of ideological‑psychological
processes. Thus, the general concepts of political economy are not only an
element of ideology, but they are also a type of abstraction, from which we may
scientifically, i.e. theoretically, construct objective economic reality. In
Marx's words: "These are socially significant, and thus objective, forms
of thought within the limits of the productive relationships of a specific,
historically determined, social form of production‑‑commodity
production."15
We must, therefore, demonstrate
both that general juridic concepts may enter and actually do enter into the
structure of ideological processes and ideological systems‑this is not
subject to any dispute‑and that in them, in these concepts, it is
possible to discover social reality which has, in a certain way, become
mystified. In other words, we must determine whether or not legal categories
are such objective forms of thought (objective for an historically specific
society) which correspond to objective social relationships. Consequently, our
question is: is it possible to understand
law as a social relationship in the same sense in which Marx termed capital a
social relationship?
Such a statement of the question
pre‑empts reference to the ideological nature of law, and all our
consideration is transferred to an entirely different level.
Recognition of the ideological
nature of concepts by no means frees us from the work of searching for
objectively existing reality, i.e. in the reality of the external world, and
not simply in consciousness. In the opposite case we would be compelled to
erase any boundary between the world beyond the grave‑which also exists
in the conceptions of some people‑and, say, the state. Professor Reisner,
incidentally, does just this. Relying on the well‑known quotation from
Engels concerning the state as the "primary ideologi-
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PASHUKANIS: SELECTED WRITINGS
cal force", dominating
people, Reisner quickly equates the state with state ideology. "The
psychological nature of the phenomena of authority is so obvious, and state
authority itself‑‑existing only
in the psyche of people (our italics, E. P.)‑is so deprived of
material features, that it would seem no one considers state authority in any
way other than as an idea. It is real only to the extent that people make it a
principle of their action."16 This means that finances, the
military, and administration, are all entirely "deprived of material
features", that all this exists "only in the psyche of the
people". And what can be done, in the words of Professor Reisner himself
with that "huge" mass of the population which lives "outside
state consciousness"? It must obviously be excluded. These masses have no
significance for "the real" existing state.
And what about the state from the
perspective of economic unity? Or customs or the boundaries of custom, are
these also ideological and psychological processes? Many such questions can be
posed, but all with the same meaning. The state is an ideological form , but
simultaneously it is a form of social existence. The ideological nature of a
concept does not eliminate the reality and materiality which the concept reflects.
The
formal completeness of the concepts of state, territory, population and
authority, reflect not only a specific ideology but also the objective fact of
the formation of a real sphere of domination, bound to one centre, and,
accordingly, even more important, they reflect the creation of real
administrative, financial and military organizations with corresponding human
and material apparatuses. The state is nothing without methods of
communication, without the possibility of giving orders and decrees, of moving
armed forces etc. Does Professor Reisner think that the Roman military roads,
or modern methods of communications, relate to phenomena of the human psyche?
Or does he suppose that these material elements must be entirely ignored as a
factor in the formation of the state? Then of course nothing else will remain
for us but to equate the reality of the state with the reality of
"literature, philosophy, and other spiritual productions of man". It
is regrettable that the practice of political struggle, of the struggle for
authority, radically contradicts this psychological concept of the state, for
at each step we are confronted by objective and material factors.
GENERAL THEORY
57
However, one cannot but note that
an inevitable result of the psychological perspective (on which Professor
Reisner depends) is subjectivism and solipsism. "As the creation of as
many psychologies as there are individuals, and of as many different types as
there are groups and social classes, state authority will appear inherently
different in the consciousness and conduct of a cabinet minister and that of a
peasant who has not yet contemplated the idea of a state; in the psyche of a
political activist and in the principles of an anarchist‑in one word in
the consciousness of people with very different social positions, professional
activity, upbringing etc."17 From this it is clearly obvious
that if we remain on a psychological level we quite simply lose every basis to
speak of the state as some objective unity. Only by considering the state as a
real organization of class authority, i.e. taking into account all (including
not only psychological but material) elements, and the latter first of all, do
we obtain firm ground under our feet, i.e. we may study the state itself as it
is in reality, and not just the innumerable and varied subjective forms in
which it is reflected and experienced.
But if abstract definitions of
the legal form indicate not simply certain psychological or ideological
processes, but if they are concepts which express the very essence of an
objective social relation, then in what sense do we say that law‑
regulates social relationships? Do we not want to say by this that social
relationships therefore regulate themselves? Or when we say that a social
relationship assumes a legal form, then does this not imply a simple tautology:
law adopts the form of law?18
At first glance this objection is
most convincing, and would seem to leave no other alternative than to recognize
law as ideology and only ideology. However, let us try to disentangle these
difficulties. In order to lighten our task let us again resort to comparison.
Marxist political economy teaches, of course, that capital is a social
relationship. It may not as Marx says, be discovered under a microscope, but
nevertheless it by no means is exhausted by experiences, ideologies and other
subjective processes which occur in the human psyche. It is an objective social
relationship. Further, when we observe, for example, in the sphere of small‑scale
production, the gradual transition from working for a customer to labouring for
a monopolist, we postulate that the corresponding relations have assumed a
capitalist form. Does this mean that we have fallen into a tautology?
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PASHUKANIS: SELECTED WRITINGS
By no means; we have merely said
that the social relation which is called capital began to colour or gave its
form to another social relation. Thus we may consider all that occurred purely
objectively, as a material process, entirely eliminating the psychology or ideology
of its participants. Cannot this be done in exactly the same way with law?
Being itself a social relationship, it is capable to a greater or a lesser
extent, of colouring or giving its form to other social relationships. Of
course, we may never approach a problem from this perspective if we are guided
by a confused impression of law as a form in general‑similar to the way
in which vulgar political economy cannot glean the essence of capitalist
relationships by beginning with the concept of capital as "accumulated
labour in general".
Thus, we can escape from this
apparent contradiction, if by way of analysis of the basic definitions of law,
we succeed in showing that it is a mystified form of some specific social relationship. In this case it will not be
meaningless to say that this relationship in one or another instance gives its
form to another social relationship, or even to the totality of social
relationships.
The situation is no different
with the second apparent tautology: law regulates social relationships. For if
we exclude a certain anthropomorphism inherent in this formula, then it is
reduced to the following proposition: under certain conditions the regulation of social relationships assumes a legal character. Such a
formulation is undoubtedly more correct and, most importantly, more historical.
We may not deny that collective life exists even among animals, nor that life
there is regulated in one way of another. But it never occurs to us to affirm
that the relationships of bees or ants is regulated by law. If we turn to primitive tribes, then although we may observe
the origins of law, nevertheless a significant part of the relationships are
regulated by a means external to law, e.g. by the prescriptions of religion.
Finally, even in bourgeois society such things as the organization of postal
and railroad services, military affairs etc. may be assigned entirely to legal
regulation only upon a very superficial view which allows itself to be deceived
by the external form of laws, charters and decrees. A railroad schedule
regulates the movement of trains in a very different sense than, say, the law
on the liability of railroads regulates the relationship of the latter with
freight shippers. Regulation of the first type is primarily technical; the second
GENERAL THEORY
59
primarily legal. The same
relationship exists between the mobilization plan and the law on compulsory
military service, between the instructions on the investigation of criminals
and the Code of Criminal Procedure.
We will return to the difference
between legal and technical norms later. For the moment we merely note that the
regulation of social relationships assumes a legal nature correlative with the
development of the specific and basic legal relationship.
The regulation of norms, or the
creation of norms for social relationships are in principle homogeneous and
thoroughly legal only upon a very superficial or purely formal view of the
matter. Actually, there is an obvious difference in this regard between the
various fields of human relationships. Gumplowicz sharply distinguishes between
private law and state norms, and only agreed to ,recognize the former as the
domain of jurisprudence. In fact the most consolidated nucleus of legal
obscurity (if it is permissible to use such a phrase) lies precisely in this
area of the relations of private law. It is here that the legal subject,
"persona", finds a fully adequate embodiment in the concrete
individuality of the subject engaged in egoistic economic activity, as an owner
and bearer of private interests. It is in private law that legal thought moves
most freely and confidently; its constructs assume the most finished and
structured form. It is here that the classical shades of Aulus Agerius and
Numerius Negidius‑those personages of the Roman procedural
formulaconstantly soar above the jurists, and it is from them that the latter
draw their inspiration. In private law the a priori assumptions of legal thought are clothed in the flesh and
blood of two disputing parties, defending "their own rights", with vindicta in their hands. Here, the
jurist's role as a theorist is directly merged with his practical social
function. The dogma of private law is nothing more than an endless chain of
arguments pro and contra imaginary claims and potential
suits. Behind each paragraph of this systematic guide stands an unseen abstract
client ready to use the relevant propositions as advice. The scholarly legal
arguments on the significance of a mistake, or on the distribution of the
burden of proof, do not differ from the same disputes before a judge. The
difference here is no greater than that between knightly tournaments and feudal
wars. The first, as is well known, were conducted sometimes with even greater
fierceness, and demanded no less expenditure of energy
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PASHUKANIS SELECTED WRITINGS
and sacrifice, than real
skirmishes. Only the replacement of individual enterprise with planned social
production and distribution will end this unproductive expenditure of the
forces of the human mind.
The basic assumption of legal
regulation is thus the opposition of private interests. At the same time the
latter is the logical premise of the legal form and the real cause of the
development of the legal superstructure. The conduct of people may be regulated
by the most complex rules but the legal element in this regulation begins where
the individualization and opposition of interests begins.
"Controversy", says Gumplowicz, "is the basic element of
everything legal". Unity of purpose is, on the contrary, the premise of
technical regulation. Therefore the legal norms concerning the liability of
railroads presume private claims, private individualized interests; the
technical norms of railroad movement suppose a single purpose, e.g. the
achievement of maximum freight capacity. Let us take another example: the
curing of a sick person presupposes a series of rules both for the sick person
himself and for the medical personnel; but to the extent that these rules are
established from the perspective of a single purpose, the restoration of the
patient's health, they are of a technical nature. The application of these
rules may be accompanied by coercion with respect to the patient. But so long
as this coercion is considered from the perspective of the same single purpose
(both for the rulers and the ruled), it remains solely a technically expedient
act. Within these limits the content of the rules is established by medical
science and is altered with its progress. There is nothing here for the lawyer
to do. His role begins where we leave the basis of unity of purpose and move to
the consideration of the perspective of individualized and antagonistic
subjects, each of whom is the bearer of his own private interest. The physician
and the patient are now transformed into subjects of rights and duties, and the
rules which connect them are legal rules. At the same time, coercion is now
considered not just from the perspective of expediency, but from the
perspective of formal, i.e. legal, permissibility.
It is not difficult to see that
the possibility of taking a legal perspective derives from the fact that the
most diverse relationships in commodity‑producing societies are organized
on the model of relationships of commercial circulation, and inscribed in the
form of law. Likewise, it is natural for bourgeois jurists to deduce the
universality of the legal form from the external and absolute qualities
GENERAL THEORY 61
of human nature, or from the fact
that the orders of the authorities may extend to any subject. It is not
necessary to provide any particular proof of this. An article in Volume Ten
obliged a husband "to love his wife as his very own body". However,
even the most daring jurists would hardly try to construct a corresponding
legal relationship involving the possibility of libidinization etc.
On the contrary, however
artificial and unreal a specific juridic construct may seem, nevertheless, so
long as it remains within the bounds of private law, and primarily property
law, it has a firm basis. Otherwise, it would have been impossible to explain
the fact that the basic lines of thought of Roman jurists retained their
significance up to the present time as the ratio scripta of every type of commodity‑producing society.
We have to a certain extent now
anticipated the answer to the question posed at the outset: where shall we look
for that unique social relationship whose inevitable expression is the form of
law? We will try to show in more detail that this relationship is the
relationship of possessors of commodities.19 The usual analysis,
which we find in any philosophy of law, identifies the legal relationship as a
will relationship, as a voluntary relationship between people in general. The
reasoning here proceeds from the "existing results of the process of
development", from the "ongoing forms of thought", but it
ignores their historical origin; whereas in reality, in proportion to the
development of a commodity economy, the natural premises of exchange become the
natural premises of every form of human relationship and stamp their imprint
upon them; in the heads of philosophers, on the contrary, the circulation of
commodities is represented as merely a partial instance of a general form which
for them assumes an eternal nature.20
Comrade Stuchka, from our point
of view, correctly identified the problem of law as a problem of a social
relationship. But instead of beginning to search for the specific social
objectivity of the relationship, he returned to the usual and formal definition‑although
a definition now influenced by class characteristics. In the general formula
given by Stuchka, law figures not as a specific
social relationship but, as with all relationships
in general, as a system of relations
which corresponds to the interests of the ruling class and which protects it
with organized force. Accordingly, within these class boundaries, law as a
relationship is indistinguishable from social relations in
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PASHUKANIS: SELECTED WRITINGS
general, and Comrade Stuchka is
therefore not in a position to answer Professor Reisner's venomous question:
how do social relationships become legal institutions, or how is law converted
into itself?.
Stuchka's definition, perhaps
because it emerged from the depths of the People's Commissariat of justice, was
tuned to the needs of the practising lawyer. It shows the empirical limit which
history always places upon legal logic, but it does not reveal the deep roots
of this logic itself This definition reveals the class content included in
legal forms, but it does not explain to us why this content adopts such a form.
For the bourgeois philosophy of
law, which considers relationships as an eternal and natural form of all human
relationships, such a question does not arise in general. For Marxist theory,
which tries to penetrate the secrets of social forms and to reduce "all
social relationships to man himself", this task must occupy the first
place.
CHAPTER
III
Relationship and the Norm
As the wealth of capitalist
society assumes the form of an enormous accumulation of commodities, society
presents itself as an endless chain of legal relationships.
The exchange of commodities
assumes an atomized economy. A connection is maintained between private and
isolated economies from transaction to transaction. The legal relationship
between subjects is only the other side of the relation between the products of
labour which have become commodities. The legal relationship is the primary
cell of the legal tissue through which law accomplishes its only real movement.
In contrast, law as a totality of norms is no more than a lifeless abstraction.
Nonetheless, the standard view
posits objective law or a norm as the base of the legal relationship both
logically and in reality. According to this conception, a legal relationship is
generated by an objective norm:
The norm of the right to demand
repayment of a debt does not exist because creditors usually demand repayment,
but on the contrary creditors demand repayment because the norm
GENERAL
THEORY
63
exists; law is not established
inductively from observed instances, but by deduction from a rule established
by someone.21
The expression, "the norm generates the legal
relationship", can be understood both in the real and logical sense.
Let us turn to the first of
these. Above all it should be noted that the totality of norms, written and
unwritten, belongs per se more to the
sphere of literary creativity, a situation acknowledged frequently among the
jurists themselves.
This aggregate of norms obtains
real significance only because of those relationships which are conceived ‑of
as having arisen and, in fact, have arisen according to these rules. Even the
most consistent advocate of the pure normative method, Hans Kelsen, had to
recognize that somehow a slice of real life, i.e. of the actual conduct of
people, had to be harmonized with the ideal normative order. In this sense, to
consider the statutes of tsarist Russia as law currently in effect is possible
only in an insane asylum. The formal juridical method, which is concerned only
with norms which are "considered as law", can assert its independence
only within very narrow limits, only so long‑as the tension between fact
and norm does not exceed a definite limit. In material reality a relationship
has primacy over a norm. If not a single debtor repaid a debt, then the
corresponding rule would have to be regarded as actually non‑existent and
if we wanted nevertheless to affirm its existence we would have to fetishize
this norm in some way. Indeed a great many theories of law are concerned with
such fetishism, justifying the preoccupation on very slender methodological grounds.
Law as an objective social
phenomenon cannot be exhausted by a norm or a rule, whether written or
unwritten. A norm as such, i.e. in its logical content, either is directly
derived from existing relationships already or, if it is published as statutory
law, then it presents itself only as a symptom by which one may assess, with
some degree of probability, the likely emergence of the corresponding
relationships in the near future. It is not sufficient to know the normative
content of law in order to confirm its objective existence. It is necessary to
know if this normative content is realized in practice, that is in social
relationships. A common source of confusion is the dogmatic jurist's method of
thought according to which the concept of operative law and operative norm does
not conform to what the sociologist or historian understands as objectively
substantive law.
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PASKUKANIS SELECTED WRITINGS
When a dogmatic jurist decides
the question of whether a given norm of law is operative or not, he usually
does not have in mind the question of the presence or absence of a particular
objective social phenomenon. Instead, he is concerned only with the presence or
absence of a logical connection between the given normative provision and a
more general normative premise.22
Thus, the norm is the only thing
that exists for the dogmatic jurist who, confined to the narrow framework of
his purely technical task, may serenely equate law and norm. In the case of
customary law he must turn to reality regardless. But when statutory law is the
jurist's only normative assumption (expressed in his technical language, the
source of law), then the jurist's conclusions, and his dogma about "operative"
law, are by no means obligatory for the historian who wants to study the law
actually existing. Scientific, i.e. theoretical, study can deal only with
facts. If certain relationships are actually formed this means that the
corresponding law has been created. If a statute or decree was merely
published, but the corresponding relationships did not in fact arise, this
means there was an attempt to create law but the attempt failed.23
It is possible moreover to modify
this thesis and make its cornerstone the objective social regulatory forces or,
as jurists express it, the objective legal order, instead of norms.24
But even in this new formulation, the thesis can be subjected to further
criticism. If social regulatory forces are understood to be the same relationships
in their regularity and constancy, then we have a simple tautology. If instead
they are understood as a special, consciously organized order ensuring and
guaranteeing the given relationships, then the logical error will be entirely
clear. It is impossible to say that the relationship between creditor and
debtor is generated by a coercive order which exists in a given state for
recovering debts. This objectively existing order ensures, but certainly does
not generate the relationship. This is not mere scholasticism‑that is
best shown by the fact that we can conceive of, as well as find, a tremendous
variety of historical examples of the ideal functioning of this externally
coercive and regulatory social apparatus, and consequently the most diverse
degrees in which relationships are guaranteed. Moreover these relationships
themselves do not undergo any structural changes. We can imagine so extreme a
situation as when xcept for the two parties entering the relationship‑no
other third force exists capable
GENERAL THEORY
65
of establishing a norm and
guaranteeing its observance (for instance some contract between the Varangians
and the Greeks): the relationship remains even here. But one merely needs to
imagine the disappearance of a party, i.e. of the subject as the bearer of a
distinct autonomous interest, and the very possibility of a relationship also
disappears.
In this respect one may argue
that if one departs from the objective norm, then the very concepts of legal
relationship and legal subject are in abeyance, lacking definition. In general,
this objection reveals the very practical and empirical spirit of modern
jurisprudence. It knows but one truth; that any lawsuit is lost if the party
cannot rely on an appropriate paragraph of some statute. However, the belief
that a legal subject and a legal relationship do not exist and are not
definable external to an objective norm, are just as theoretically mistaken as
the belief that value does not exist and is not definable outside the framework
of supply and demand (because empirically it is reflected precisely in price
fluctuations).
The prevalent style of legal
thought which initially posits the norm as the authoritatively established rule
or conduct, is distinguished by that same incisive empiricism which‑also
seen in economic theories‑goes hand in hand with extreme and lifeless
formalism.
Supply and demand can exist for
any objects including those which are by no means the product of labour. The
conclusion can be drawn from this that value may be defined without any
reference to the socially necessary labour time required for the production of
a specific commodity. The empirical fact of an individualized value serves as
the basis for a formal‑logical theory of marginal utility.
Similarly, norms issued by the
state may deal with the most varied objects that have very different qualities.
From this the inference can be made that the essence of law is exhausted by the
form of command or order which proceeds from higher authority, and that the
very substance of social relationships contains no elements which could
generate the legal form. The empirical fact that relationships protected by the
state are better secured is placed at the foundation of the formal‑logical
theory of legal positivism.
Our question, expressed in the
Marxist terms of historical materialism, is reduced to the problem of the
relationship between the legal and political superstructures. If a norm is
recognized as the
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PASHUKANIS: SELECTED WRITINGS
dominant element in all
relationships then, before seeking the legal superstructure, we must assume the
presence of a norm‑establishing authority, i.e. in other words a
political organization. Thus we would have to conclude that the legal
superstructure derives from the political superstructure.
However, Marx himself emphasizes the fact that the basic and most deeply set stratum of the legal superstructure‑ property relationships‑is so closely contiguous with the base th